Chapter 5
PATIENT CARE CONCERNS
INTRODUCTION
5:1
REFUSAL OF
CARE BY A PATIENT AND OTHER CONSENT ISSUES
5:2
Informed Consent
5:3
Implied Consent
5:5
Minors and Consent
5:5
The Nurses’ Role
5:6
PHYSICAL
RESTRAINTS
5:8
LANGUAGE
DIFFERENCES 5:11
MEDICATION
ERRORS
5:13
“Five Rights” and “Three Checks” Safeguards
5:15
Dosage Errors 5:15
Wrong Medication
5:18
Wrong Route 5:19
CONCLUSION 5:20
Statutes and
Regulations
![]()
INTRODUCTION
In general, nurses are required to perform their duties to the best of
their abilities and in a manner consistent with the prevailing level of skill
and good judgment under the circumstances.
The health care field has become more complex and along with these many
developments, the nurse’s job has also grown tremendously in its scope of
duties and specialties and the need for diverse professional skills.
In Nevada, nursing is regulated by the State Board of Nursing which
oversees licensing and discipline of practitioners within the state.
In 1995, the state legislature declared that “the practice of nursing
is a learned profession affecting the safety, health, and welfare of the
public and is subject to regulation to protect the public from the practice of
nursing by unqualified and unlicenced persons and from unprofessional conduct
by persons licensed to practice nursing.”
NRS 632.005. As a learned profession, nurses should also self-regulate,
and can safeguard themselves and diminish their exposure to professional
liability by becoming informed of relevant law.
This chapter will explore current legal issues in patient care concerns
in light of the expansive demands placed on today’s nurse.
REFUSAL OF
CARE BY A PATIENT AND
OTHER CONSENT ISSUES
It would seem intuitively reasonable to expect that patients who seek
medical care and assistance will accept and comply with the recommendations of
their physician and the interdisciplinary health care team.
But, for a variety of reasons many patients do indeed refuse care and
often make their objections known through protestations and even violent
confrontation. Of course, the
principle of patient autonomy holds that patients may refuse treatment at any
time and walk out of a care facility if they so wish.
Under Nevada law, the general standards for the practice of nursing
include certain duties that could conflict with the principle of patient
autonomy under certain circumstances. The
registered nurse is required by law to identify the immediate and long-term
health care goals for the care of patients, and to provide and encourage an
environment conducive to the safety and health of patients.
NAC 632.218. Moreover,
Nevada law delegates tremendous independent care discretion and judgment to
the registered nurse and therewith grave responsibilities: the RN must make
judgments and decisions regarding the status of a patient and the modification
of the patient’s care as needed, and in situations which threaten the life
of a patient, the RN must undertake action necessary to stabilize the
patient’s condition and prevent more serious complications.
NAC 632.216. But, what if
the patient refusing care is delusional, intoxicated, suicidal, or incapable
of understanding or knowing the consequences of his actions?
Must the nurse follow his or her own care determinations and judgment
as mandated by law, if the nurse feels it is in the patient’s best
interests?
The Nevada legislature has embraced a Patient’s Bill of Rights that
empowers patients and codifies in the statutes various obligations of a health
care delivery system. NRS 449.700 - NRS 449.760.
This Bill of Rights provides that the patient has the right to refuse
treatment and be informed of the consequences of that refusal.
NRS 449.720(2). Additionally, the patient has the right to receive all
information necessary in order to give informed consent to any proposed
treatment or procedure, including a description of the significant medical
risks involved, any information on alternatives to the treatment or procedure,
and the costs of the proposed and alternative treatments.
NRS 449.710.
Informed Consent
The law recognizes the prevailing public policy preference for
obtaining the patient’s informed consent in writing before rendering any
care, and absolutely requires it in most cases; but the law also makes
accommodations for certain exigent situations where consent is not necessary
or feasible. But what exactly is
“informed consent” and how does the practitioner know when it has been
freely and affirmatively given.
Nevada law defines informed consent slightly differently depending on
the context. The Patients Bill of
Rights requires that the patient receive from his physician the information
necessary to give informed consent, including a description of significant
medical risks and other alternative procedures.
But the Bill of Rights does not require that a physician obtain
informed consent in writing before performing a procedure.
However, some procedures are considered so significant, irreversible,
or risky that the law does require prior consent from the patient in writing.
For example, a physician is absolutely required to document a
patient’s informed consent before inserting a breast implant. NRS 449.740. This
statute states that informed consent is obtained when the patient acknowledges
in writing her consent to the procedure.
The patient must also acknowledge in writing the receipt of the current
explanation form regarding the procedure, prepared and published by the Nevada
Health Department, or alternatively, the patient must acknowledge in writing
her consent to the procedure and that the physician has adequately discussed
the nature and consequences of the procedure, the reasonable risks, possible
side effects, benefits, and purposes of the procedure, and any alternative
procedures available.
A physician must obtain the informed consent and also the marital
status and age of a woman before performing an abortion, and must certify this
information. NRS 442.252.
The law does not specify whether the physician must then obtain the
husband’s informed consent if the inquiry determines that the woman is
married. Although the basic notice elements discussed above are
sufficient to constitute informed consent for an abortion, the physician must
also be certain that the patient understands the emotional as well as
the physical implications of having an abortion.
Nonetheless, Nevada law requires only that the physician explain
the emotional and physical ramifications to the patient; whether the patient
fully understands the implications may be determined according to whether a
similarly situated individual under the same circumstances would comprehend
the physician’s explanation and, based on that information, come to an
informed understanding.
By comparison, for purposes of adjudicating medical malpractice claims
under Nevada law, informed consent is considered conclusively obtained if the
physician has:
(1)
explained to the patient in general terms without specific details, the
procedure to be undertaken;
(2)
explained to the patient alternative methods of treatment, if any, and
their general nature;
(3)
explained to the patient that there may be risks, together with the
general nature and extent of the risks involved, without enumerating such
risks; and
(4)
obtained the signature of the patient to a statement containing an
explanation of the procedure, alternative methods of treatment and risks
involved, as provided in this section.
The concept of informed consent in the preceding examples illustrates a
subtle phenomenon common in many questions of law.
The first three examples set forth standards for informed consent in
the Patient’s Bill of Rights, and breast implant and abortion procedures,
and these standards are normative and aspirational.
The standards set out what is supposed to occur in ideal circumstances. The statute provision related to medical malpractice actions
examines the elements of informed consent in hindsight: if the physician
substantially complied with all the elements, then informed consent was
obtained.
Nevada courts have held that informed consent, when required, is
established when the essential elements discussed above are substantially
fulfilled and when the physician has disclosed information that a reasonable
practitioner in the same field of practice would disclose.
This is known as the “professional standard.”
By comparison, when a physician uses a “boilerplate” form to comply
with the statutory requirements, and the form requires that the patient
indicate their consent by signature, courts have found that the form failed to
satisfy all the statutory requirements because it did not contain an adequate
explanation of the procedure and alternative methods of treatment.
Allen v.
Levy, 109 Nev. 46
(1993).
In each of the Nevada statutes discussed previously, informed consent
from the patient is explicitly held to be the physician’s responsibility.
Still, Nevada law requires that the registered nurse initiate acts
which are necessary to provide adequate care to a patient. This directive implicitly mandates some responsibility to
ensure that prior informed consent had been obtained.
Also, nurses are invariably involved at least collaterally in the
process through offering further explanation, having the patient sign forms,
and administering medications and other care.
Nurses are obligated to inform the physician, and even advocate on the
patient’s behalf, if the patient refuses care or if the nurse believes the
patient does not fully understand the care decision.
Implied Consent
The doctrine of “implied consent” recognizes that there are certain
circumstances where obtaining written informed consent is too laborious and
costly compared to other factors and, in the interest of expediency, the
patient is deemed to have given implied consent to a procedure or treatment.
Consent is commonly implied where the procedure or treatment carries
only marginal risks, or consent
is considered obvious and implicit when the patient presents for treatment, or
if in an emergency obtaining prior consent would jeopardize the patient’s
welfare. Nevada has codified the
implied consent doctrine as law in respect to legal actions for medical
malpractice. NRS 41A.120. Under circumstances where a patient is not able to give
informed consent and there is no other person authorized to give consent for
the patient, consent is implied for any medical, surgical, or dental procedure
that is reasonably necessary, and where any delay in performing such a
procedure could reasonably be expected to result in death, disfigurement,
impairment of faculties, or serious bodily harm.
Otherwise, if a patient voluntarily presents for basic routine care or
simple common procedures such as x-rays or vital signs, consent is implied
from the patient’s own actions unless there is some reason to believe the
particular patient would refuse the treatment.
Minors and Consent
A minor - generally anyone under 18 years of age - may not
independently consent to medical treatment or procedures in most cases.
NRS 129.010. Instead,
their parent(s) or legal guardian(s) must give consent conforming to the
requirements for informed consent discussed earlier in this chapter.
For public policy reasons, Nevada law includes some exceptions that
allow a minor to consent to certain treatments or procedures without consent
from, or notice to, parent(s) or guardian(s).
First, a minor is considered emancipated, and therefore free to consent
to treatment, if he is living apart from his parents or legal guardian and has
done so for a period of at least four months.
A minor is also considered emancipated if married or previously
married, a mother, or in a physician’s judgment is in danger of suffering a
serious health hazard if health care services are not provided.
Under the doctrine of in loco parentis, or “in place of the
parent,” consent is deemed given for treatment of a minor in emergency cases
requiring immediate hospitalization, medical attention or surgery, if after
reasonable efforts the parent(s) or other legal guardian(s) cannot be located.
NRS 129.040. The public
policy reasons for this exception are self-evident and the law generally is
reluctant to impose liability upon a health care professional who renders
lifesaving emergency treatment to a minor under these circumstances.
But, it is important to note that reasonable efforts to locate the
parent(s) or guardian(s) must be made, and obtaining the informed consent of
the minor, although not legally binding, is advisable as well.
A minor who is under the influence of, or suspected of being under the
influence of a controlled substance may give express consent for treatment for
the abuse of drugs or related illnesses.
NRS 129.050. If the minor
is unable to give express consent due to intoxication, consent is implied. But, while the consent of parent or guardian is not required
by law to authorize such treatment, the health care professional must make
every reasonable effort to report the treatment to the parent or guardian
within a reasonable time after the treatment.
In addition, the law grants immunity from civil or criminal liability
for the health care professional who renders treatment under these
circumstances. Similarly,
parental consent is not required to treat a minor who requests examination or
treatment for any sexually transmitted disease.
NRS 129.060.
The Nurse’s Role
Even though consent to treatment is the physician’s responsibility,
the nurse is integrally involved with the entire process of treatment and
therefore also in informing the patient, assisting the patient in making
decisions, and administering and supervising treatment once those decisions
are made. The nurse may be caught
between conflicting loyalties and obligations, especially if the patient’s
decisions do not conform to recommendations of the health delivery team.
In the most extreme cases, a patient may even leave the hospital
against medical advice (“AMA”).
If a patient leaves or attempts to leave a facility AMA, the nurse may
be the only personnel present to contend with the situation.
The nurse should make every attempt to convince the patient to wait
until his supervising physician can be summoned to discuss the situation. If this is not possible, the nurse should try to determine
whether the patient’s decision is truly informed and voluntary, and if not,
inform the patient of the risks associated with leaving the facility’s care.
Although the nurse cannot make a legal determination as to the
patient’s competency, the patient’s mental status should be considered and
noted. If the patient is mentally
ill, intoxicated, or under the influence of narcotics, the decision to leave
the hospital AMA may not be an exercise of the patient’s rights.
Nonetheless, the patient is presumed to be competent to accept or
refuse treatment unless reasonable indicators suggest otherwise, and any
action taken in contravention of a patient’s stated wishes should first be
carefully considered.
The nurse should contact the patient’s physician as well as social
services and the hospital administration.
The patient’s spiritual advisor or the hospital chaplain may be of
assistance as well. If possible,
the nurse should ask the patient for permission to contact a relative or
loved-one who might assist in further discussion.
Maintaining accurate and thorough documentation is essential throughout
the duration of care for a patient. It
is especially important when the patient refuses recommended treatment.
In the event that a patient refuses treatment or leaves the premises
AMA, the nurse should document in clear and plain language not only the events
that occurred and what was said by whom, but all observations that might be
relevant.
Forcibly detaining a patient or using restraints should be reserved as
a last resort and only when absolutely necessary for the patient’s
well-being. Most hospitals have
developed clear guidelines regarding the use of restraints or physical
intervention under certain circumstances.
Nurses should consult with the institution’s administration to
determine when these measures are appropriate and what must be done when
restraints are used. The use of
restraints is discussed in greater detail in the next section of this chapter.
When a patient refuses treatment or leaves the facility AMA, the nurse
should at least attempt to persuade the patient to sign an AMA form
acknowledging that his action is freely chosen after having been informed of
the implications and that he wishes to proceed against medical advice.
This type of document is typically required by most hospitals, but it
will not provide an unassailable defense in the event of subsequent legal
action. It will have to be
independently demonstrated that the patient was acting voluntarily after being
informed of the implications of his actions.
Again, the nurse should supplement an AMA form with narrative
documentation describing all statements and observations to bolster evidence
that the patient was indeed informed. This
narrative should include at the very least what was said by all parties using
quotations and precise transcription whenever possible, a description of the
patient’s demeanor as perceived by the nurse using neutral and objective
terminology, a statement describing the patient’s mental condition, and who
was notified and when. For
example, “patient seemed out of it and angry,” although obviously
comprehensible, is neither professional or helpful in the event the patient
pursues legal action. A more
sophisticated and objective description might be phrased as follows: “patient
appeared disoriented, hostile and agitated; exhibiting poor motor control.”
Obviously, confrontational interactions can be upsetting and
maintaining objectivity is difficult when the nurse must also record these
observations contemporaneously.
Whenever possible, the nurse should also provide patients with special
discharge instructions stating the patient’s current diagnostic evaluation
and recommended course of treatment. These
instructions should also tell the patient what signs or symptoms warrant
immediate attention and transportation by ambulance.
PHYSICAL
RESTRAINTS
Physical restraints are used by nurses when necessary to safeguard the
patient from falling or moving out of bed, or from removing IV lines and other
invasive devices. Unfortunately,
physical restraints are associated with an estimated 200 deaths and many more
injuries every year. Most of
these incidents involve elderly patients.
Obviously, the use of physical restraints is not a routine occurrence. Most injuries related to restraints are sustained because the
wrong restraint was used, or the restraint was used incorrectly or for too
long a period of time.
Most hospitals, nursing homes, and other health care delivery systems
have in place procedures and protocols for the use of physical restraints.
Nurses should thoroughly familiarize themselves with their employer’s
directives and strictly comply with those instructions when ordering or
applying restraints on a patient or resident.
If possible, communicate with the patient in advance and explain the
rationale and necessity of the restraints.
Naturally, the use of restraints is a frightening experience and most
patients will approach them with considerable trepidation and reluctance.
In other cases, the patient may not be conscious or coherent, but upon
regaining senses, the patient will be disturbed to find his mobility
curtailed. It is important to
explain the situation quickly in these circumstances.
Nevada provides criminal penalties for “false
imprisonment” and “battery.” NRS
200.460; 200.481. False
imprisonment is an unlawful violation of the personal liberty of another, and
consists of confinement or detention without sufficient legal authority.
A nurse who restrains a patient without authorization or justifiable
cause could be subject to criminal prosecution for this crime or a civil suit
for the tort of wrongful imprisonment. Battery
is defined as the willful and unlawful use of force or violence upon the
person of another. Again, a nurse
who applies physical restraints with authorization or justifiable cause may be
prosecuted for the crime of battery, or sued under the tort of battery.
The use of force is unlawful when it is against the patient’s wishes
and without prior consent. Some
hospital admission forms or general consent forms contain provisions that
restraints may be used if necessary. When
signed by the patient, these forms may properly authorize the use of
restraints, but the circumstances must still independently justify their use.
The use of restraints in nursing homes and long-term care facilities
has been regulated by the federal government since 1987.
42 U.S.C. 1395i-3; 1396r. The
relevant legislation was part of a national nursing home law which required
substantial improvements by facilities, and imposed duties on state and
federal authorities to improve the new environment for the long-term resident
population.
A national Resident’s Bill of Rights was established to ensure that
nursing homes protect residents’ natural rights guaranteed by the
Constitution, such as the right to vote.
The Bill of Rights also embraced the principle of patient autonomy and
specifically stated that residents have the right to be free of restraints,
physical or chemical. Furthermore,
restraints may not be used for discipline, or for convenience, but are only
appropriate when used for a specific medical condition.
When restraints are used, the duration of use must be strictly limited,
and use must be continually reviewed with an emphasis on reducing long-term
use.
Nevada law similarly addresses the use of restraints in hospitals,
nursing homes, extended care facilities, and long-term care facilities.
NAC 449.331. This
provision mandates that, other than rooms approved by the Health Division for
detention of psychiatric patients, all rooms for patients must not be kept
locked when occupied. Furthermore,
the confinement of patients in locked rooms and other physical restraints may
not be used, except when necessary to prevent injury to the patient or others,
and only when alternative measures are not sufficient to accomplish the
purpose. A patient may only be
confined pursuant to a signed written order by the patient’s physician. Otherwise, in clear-cut cases of emergency, the physician may
give an order to confine by telephone, but the physician must sign a written
confinement order on the next visit. In
applying restraints, careful consideration must be given to the methods by
which they can be speedily removed for the safety of the patient.
Obviously, the law considers the use of restraints a serious potential
infringement of individual liberty, permissible only when absolutely necessary
in the patient’s best interests. Therefore
every alternative should be considered and attempted before using them. These alternatives include using pillows between the patient
and the sides of the wheelchair in order to immobilize the patient, and using
lap trays to provide support and stability and keep patients in place when
necessary.
Changing a patient’s environment in recognition of his particular
ailment may diminish the need for restraints.
For example, patients with “sundown syndrome,” the tendency to
become disoriented in darkness, are often confused, disoriented, and prone to
wandering. These patients may
benefit from company until achieving sleep, or the use of music or a
nightlight may soothe their fears. Many nursing homes have incorporated the use of environmental
restraints; carefully engineering the furniture and architecture of the
facility to organize patient movement in specific patterns.
Many patients, especially long-term care residents, benefit greatly
from personalizing their surroundings so that their environment becomes more
home-like.
Communication with a patient is perhaps the most essential and
effective alternative to restraints, and is absolutely necessary when
restraints are actually used. If
a patient understands that bed rails must be raised to prevent him from
falling out, he will most likely agree to their use and thus avoid more
drastic alternatives such as straps. Any
restraint that is applied should be removed as soon as possible.
During use of a restraint, the patient should be closely monitored to
ensure that he is repositioned regularly.
Protracted immobility leads to or aggravates many conditions including
bedsores, dehydration, depression, infection, and incontinence.
Nurses most often make the determination that restraints are necessary
even though a physician’s order is required.
Choosing the appropriate restraint is a judgment call, and the nurse
should always utilize the least restrictive restraint available.
But, just as there is liability for wrongful use of restraint, failure
to use restraints when they are medically necessary may also result in
liability if the decision is determined to deviate from the prevailing
standard of care.
The United States Food and Drug Administration (FDA) has published a
report warning against the overuse of restraints and recommending certain
guidelines for judicious use. First,
the nurse should select the appropriate device for the patient’s condition. Check the patient’s weight and height to be sure that the
device used is the right size. Next
check the positioning of the restraint, particularly in the front and back of
the body. Knots should be tied in
such a manner that they may be
easily accessed and released. Finally,
bed restraints should be secured to the bed springs or frame, not to the
mattress or side rails. If the bed
is adjustable, prevent constriction by securing the restraints to parts of the
bed that move with the patient. If
the restraints are secured to the parts of the frame that do not move, the
patient may be suffocated or otherwise injured when the bed position is
manipulated.
Documentation is always important, and especially so with patients who
may require restraints. The nurse
should memorialize every attempt to use alternative methods.
If restraints are used, the conditions that justify such use should be
carefully noted. It is also
critically important to record the duration of each use.
So, if a restraint is applied episodically over an extended period of
time, each episode - no matter how short - should be documented separately.
LANGUAGE
DIFFERENCES
Language differences encountered by nurses are manifest in many
imaginable contexts, including interactions between the nurse and colleagues, or
with patients who do not share a native tongue.
According to the United States Immigration and Naturalization Service
(INS), as of 1990 there were almost 20 million foreign-born citizens living in
the U.S., representing approximately 8% of the total population.
Moreover, this country is rich with regional variations of dialect and
accent that may often give the sense of communicating with someone of non-native
origin. A Louisiana cadence may
sound as foreign in a California ICU as the Maine twang will in a South Florida
operating room.
The legal dilemmas posed by language differences in the workplace may
also include a recognition that nursing, and the broader medical care field,
naturally utilizes terminology and acronyms that taken together approximates a
foreign tongue. Speaking in “medicalese” may unintentionally ostracize
and alienate patients and lay-people. As
such, medical jargon can be just as disruptive, or cumbersome in patient and
patient-family interaction, as other language differences.
But this section is more concerned with issues arising from interactions
between individuals, one or more of whom is not
a native English speaker. Language
differences of any variety can imperil a patient’s safety or produce
destructive tension in the workplace. Effective
communication requires not only that the nurse be clear and comprehensible, but
also requires some affirmation that
comprehension has been achieved. In
short, the nurse must satisfy herself that she has been understood and that
communication from others is understood by the nurse.
Language differences present many possible problems depending on the
circumstances of each given scenario. For
instance, many physicians practicing in the United States are nationals of other
countries, or were raised and educated in other countries, and English is their
second language. To what extent
must the nurse facilitate communication between patient and doctor?
What is the institution’s responsibility to provide a translator when a
patient doesn’t speak English at all? Or
even, do health care co-workers have the right to speak with each other in a
shared native tongue?
Many foreign-born nurses immigrate to the United States each year, and
these skilled professionals can and do contribute tremendously to the field.
According to the United State Immigration and Naturalization Service,
over 8,200 nurse immigrated to the United States in 1996 alone.
These nurses are doubly valuable in that they can often facilitate
treatment of patients who are not proficient in English.
The law remains unsettled on these issues, but clearly non-native
speakers may not be subjected to discrimination in the workplace on the basis of
their nationality. But the law does not provide absolute protection to
non-native speakers or require that others accommodate linguistic deficiencies
or heavy accents if they interfere with a bonafide job requirement.
Can an employer institute “English only” rules for communication
among co-workers in the workplace? Probably
not, under the federal anti-discrimination legislation Title VII of the Civil
Rights Act of 1965, unless the workplace regulation is an objectively
implemented measure that is reasonably designed to accomplish a legitimate
business-related goal. Title VII
broadly prohibits employment discrimination based on national origin, and a
person’s native language has been held to be closely related to one’s
national origin and identity. But,
co-workers who speak languages other than English may alienate others and create
tensions that erode a unit’s efficiency and cohesion.
The Equal Employment Opportunity Commission (EEOC) is the federal agency
that administers Title VII. The
EEOC broadly defines national origin discrimination as including "the
denial of equal employment opportunity because of an individual's, or his or her
ancestor's, place of origin; or because an individual has the physical, cultural
or linguistic characteristics of a national origin group." But the agency
has determined that in very limited circumstances, English-only rules may be
permissible if the employer can demonstrate that the rule is predicated on
genuine business necessity that supercedes any disparate impact caused by the
rule. Legitimate reasons that may justify English-only rules
include: promoting employee efficiency, productivity, and safety; or maintaining
order and discipline.
Communication difficulties among co-workers can have serious detrimental
implications for patient safety. Consider
a physician speaking with a thick foreign accent who gives elaborate verbal
orders: a nurse who must ask the doctor to repeat orders may provoke the doctor
to irritability or create an impression of incompetence.
But, the danger of misunderstanding a dosage or other order is very real
and imperils the patient’s safety and right to competent care.
Much mis-communication can be avoided by simply regulating communication
more carefully in the first place. A
nurse who has trouble understanding a physician or co-worker’s heavily
accented English should repeat an order or other instruction so the other party
can confirm that comprehension has been achieved.
Other circumstances permit and even favor the use of technology.
Many facilities have computerized networks so that electronic
communication is possible, and sometimes even required, within and beyond the
network. Care orders and
instructions may be e-mailed from physician to nurse, or phone orders can be
confirmed in writing through facsimile transmission.
MEDICATION
ERRORS
Administering medication is one of the most frequent functions
of the nurse, and it is also the area of nursing care that involves the greatest
risk. The American Nurses
Association (ANA) found in a 1996 survey that approximately 2% of the total
medication doses delivered to hospital patients was administered in error.
Even the most skilled and vigilant nurse practitioner will at some point
in her career administer the wrong medication, or administer the proper
medication in the wrong dosage or out of cycle.
Other common errors include lapses in policy or practice by shortcutting
procedural safeguards. Often these errors occur simply because a mistake is
compounded or passed along in the chain of administration: the order originates
with a physician and is transferred through several channels before medication
is actually delivered to the patient. As
the individual responsible for introducing medication into the patient’s
system, the nurse has the responsibility to check and double-check
counter-indications, allergies, and dosage.
The nurse must monitor for physicians’ errors and the errors of nurse
colleagues. In short, the nurse is
responsible to ensure that the correct mode, route, site, or technique for
administering medications is used in order to avoid liability.
Regrettably, each year medication errors result in grave injuries and
malpractice actions against hospitals, physicians, and nurses.
Liability insurers collect substantial premiums to defend against
potential malpractice claims, but medication errors with or without malpractice
lawsuits may also result in disciplinary action by the Board, even if a court
determines that the claim is without merit.
Misconduct, if formally determined, can result in employment termination
and loss of unemployment benefits. True
negligence may even result in criminal punishment.
A thorough discussion of liability issues in medication errors can sound
quite polemic, but as with most issues discussed in this volume, professional
conduct at or above the standard of care coupled with meticulous documentation
will significantly limit the likelihood of error and bolster a legal defense in
the event of a lawsuit.
There is much public pressure on hospitals to take greater responsibility
in accounting for the conduct of staff, including nurses.
In April of 1996, “The Patient Safety Act of 1996" (HR 3355) was
introduced to make hospital data accessible to the public.
This revolutionary bill, endorsed by the ANA, requires public disclosure
by hospitals of staffing levels and outcomes and calls for “whistle blower”
protections for nurses who expose deficiencies that imperil patient care.
Nurses are frequently held responsible for medication errors, despite
primary responsibility for medication decisions resting with the physician. Nurses are no longer seen as passive functionaries fulfilling
a physician’s instructions, but rather as an active and responsible component
in the complex health care delivery system.
Nursing is an advanced, sophisticated, specialized and increasingly
independent profession. Recently,
the federal government has begun to relax standards by which authority to
prescribe medications is administered. Many
states, including Nevada, have granted some authority to advanced practice
nurses (APNs) to prescribe pharmacological agents. For example, prescriptive authority with a physician’s
collaboration is granted in Alabama, Arkansas, California, Connecticut, Florida,
Georgia, Hawaii, Idaho, Indiana, Kansas, Kentucky, Louisiana, Maryland,
Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New
Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania,
Rhode Island, South Carolina, Tennessee, Texas, Utah, and West Virginia.
Most commentators characterize the increasing leniency in delegating
prescriptive authority as responsiveness to pervasive problems of access to the
health care system, particularly in rural communities, poor urban areas, and
institutional settings. The trend
is also seen as a cost-effective part of the solution to the national problem of
cost-containment in health care. Under
Nevada law, an APN may be authorized to issue written prescriptions for poisons,
dangerous drugs and devices if authorized by the Board pursuant to a written
application to the Board upon award of a certificate of recognition in advanced
nursing practice, after having completed an academic program that includes an
advanced course in pharmacotherapeutics. NAC
632.257.
“Five Rights” and “Three Checks” Safeguards
Each hospital develops its own particular set of policies and procedures
designed to safeguard against
medication errors. The “five
rights” and “three checks” doctrines are long-standing shorthand for
routines of practice to protect against medication errors.
The “five rights” require that the right drug is administered to the
right patient, at the right time, in the right dosage, and by the right route.
The “three checks” require that the nurse check the medication before
removing it from its container, check the medication before administering it,
and then double check the medication once again after it is administered,
including monitoring the patient for adverse reactions.
Dosage Errors
In a recent case, three Colorado nurses were indicted on criminal
homicide charges in the death of an infant boy due to administration of an
overdosage of penicillin. In 1997, two of the three nurses charged pleaded guilty to
criminally negligent homicide while the third nurse, who was the baby’s
primary nurse and did not administer the medication, was acquitted after trial.
This unfortunate incident began when a pharmacist, who was not charged,
filled a penicillin order in a much larger dosage than was ordered by the
baby’s physician. When the staff nurse received the syringes, she noted the
larger dosage and consulted a neonatal nurse practitioner. The nurse practitioner decided to change the method of
delivery from intramuscular, as originally specified by the physician, to
intravenous. As a result, the baby
died despite efforts to resuscitate him.
The Colorado State Board of Nursing found that the nurses’ actions
warranted disciplinary action and suspended their professional licenses for one
year. In addition, the Board
imposed rather extraordinary sanctions, ordering all three nurses to attend
extensive counseling and formal re-education in neonatal pharmacology.
In addition, the Adams County district attorney decided to pursue
criminal charges perhaps in response to public outrage and demand for action. The case is significant because it indicates that the level
of malpractice was perceived to be so egregious that professional censure was
considered inadequate punishment and an extraordinary imposition of criminal
sanctions was felt to be necessary. Although
the Colorado Nurses Association (CNA) and the American Nurses Association (ANA)
both expressed reservations about the use of criminal punishment in response to
a problem traditionally sanctioned by the state board of nursing, the CNA
Executive Director acknowledged that “Registered nurses, like other licensed
professionals, are accountable to the public for their actions.”
Pursuant to the plea agreement, the staff nurse who administered the
injection and the NP who changed the route of administration did not receive
jail time, but instead received a suspended sentence, two years of probation,
and were required to perform 24 hours of public service educating nursing
students about the incident. Although
criminal charges are rare, nurses must be cognizant of the potential for this
form of punishment.
Dosage errors are most often the result of haste and miscalculations in
mathematical formulas such as flow rates. All
calculations should be checked and double-checked, and if doubt still remains, a
colleague should be enlisted to review the process.
A common error involves the placement of decimal points; any fractional
dosage should be recorded with a “0" preceding the decimal point so that
the decimal point is not inadvertently overlooked.
Dosage errors may occur through no fault of the nurse, but the nurse who
administers the medication is nonetheless responsible.
Remember, a nurse is responsible to advocate on behalf of patients and
should question any medication order that seems questionable or inappropriate.
Often questionable
dosage orders can be remedied by a simple request for clarification and
confirmation rather than by antagonistic critique of physician judgment.
Many seemingly innocuous clerical errors can also lead to catastrophic
results, but can just as readily be easily avoided.
Nurse practitioners should pay close attention to labels, especially
where large dosages are involved. Similarly,
special care is needed when administering medications to patients with acute
sensitivities or particularly vulnerable systems, such as neonatal patients,
infants, or the elderly. If dosage
or other instructions on a label are confusing or unclear, a nurse should not
hesitate to request that the pharmacist prepare a more comprehensible label. Each unit should develop and implement medication storage
procedures that minimize the opportunities to confuse similar medications.
Finally, special apparatus such as multiple IV lines and infusion pumps
should be carefully and regularly monitored to ensure that the equipment is
properly functioning and delivering the appropriate dosage.
Another illustrative case from the Nevada Supreme Court demonstrates the
judicial migration in malpractice actions away from the traditional
“locality” rule, which held practitioners responsible for the level of care
comparable to other local practitioners, to a “national” rule, which
compares the allegedly negligent care to a national standard as defined by
qualified experts. In Wickliffe
v. Sunrise Hospital, Inc., the
parents of a teen-age girl sued a Nevada hospital for the wrongful death of
their daughter who suffered respiratory arrest following successful surgery and
died twelve days later. 101 Nev.
542 (1985). The case is significant
because it held that a hospital is required to employ the degree of skill and
care expected of a reasonably competent hospital in the same or similar
circumstances, but without regard to the hospital’s geographic locality.
In December of 1978, thirteen-year-old Angela Wickliffe underwent an
operation at a Hospital to correct spinal curvature caused by scoliosis.
The patient presented as otherwise normal and healthy, and the operation,
known as a Harrington rod procedure, achieved successful results.
Upon completion of the operation, Angela was given Narcan to reverse the
effects of anesthesia. About ten minutes later, she exhibited symptoms of delirium
and began thrashing about. The
anesthesiologist gave the recovery room nurse verbal orders to administer two
milligrams of Morphine to sedate Angela. The
anesthesiologist observed the patient until satisfied that she was responding
favorably to the morphine and then he left to assist another procedure without
giving the recovery room nurse further instructions.
The nurse continued to administer Morphine, delivering a total of 12
milligrams over the next 20 minutes. The
nurse consulted the anesthesiologist and he approved administration of one
milligram of Valium because Angela continued to be restless.
About two hours later Angela went into cardiac arrest and was revived to
a comatose state. She never
regained consciousness and died from brain damage due to lack of oxygen.
At trial, the Wickliffes introduced evidence that, in addition to
violating hospital procedures concerning monitoring post-operative patients’
vital signs, the nursing staff failed to give Angela appropriate care under the
circumstances in comparison to a national standard.
The Wickliffes sought to establish the national standard of care through
testimony of an expert witness on nursing procedures. The trial court excluded the expert’s testimony, but the
Supreme Court of Nevada reversed and remanded the case, holding that the local
rule no longer applied. As such,
the Wickliffes should have been permitted to show through their expert witness
that the Sunrise Hospital nurses failed to render competent care.
The level of care to which a hospital must conform is no longer subject
to narrow geographic limitations but is instead a nationwide standard.
Thus, an expert witness who is familiar with the standard of care of a
reasonably competent hospital in similar circumstances wherever located may
testify in a negligence action against a hospital or its employees.
Wickliffe offers a cautionary tale
with several important aspects: nurses are charged with greater responsibility
but with that expansive role comes even more accountability.
The index by which this accountability is measured is now a national
standard that may be quite strict indeed.
Wrong Medication
In another case involving nurses, an elderly man was admitted to a
University Medical Center in Texas, complaining of pain in his legs which was
subsequently determined to be caused by blood clots.
During his stay in the hospital, a nurse administered the wrong
medication -- a sleeping pill that had not been prescribed for him.
The error was discovered by the patient’s wife who became extremely
nervous and upset. In turn, the
patient became anxious and experienced great distress including profound
sweating and shortness of breath. Although
the patient did not experience any adverse reaction to the drug itself, he
subsequently required oxygen and further medication to calm him.
His physician also ordered an electrocardiogram performed to rule out
cardiac distress. However, on the
same day that the sedative was erroneously administered, the patient suffered an
episode of unrelated congestive heart failure or volume overload. The patient
sued the hospital originally alleging that the nurse’s medication error caused
his heart attack. The lawsuit was
later amended to claim that the hospital’s negligence caused him to suffer
anxiety, shortness of breath, and emotional distress and damages in excess of
$100,000.00. The Texas Court of
Appeals affirmed the jury verdict in favor of the patient, holding that the
hospital was directly responsible for the patient’s very real emotional and
psychological injuries. University
of Texas Medical Branch v. Danesi, 1999 WL 164444 (1999) (unpublished
decision).
Under Nevada law, a nurse is required to have completed basic training in
pharmacology and is responsible for the verification of an order given for the
care of a patient to ensure that it is appropriate and properly authorized, and
that there are no documented contraindications in carrying out the order. NAC 632.220. If a
nurse is unclear whether an order calls for digoxin or digitoxin, phenobarbital
or pentobarbital, or quinine versus quinidine, the order should be confirmed
according to the “five rights” and “three checks” protocols.
The perils of administering the wrong substance, and the ease with which
this type of mistake might be made, can be appreciated when one considers that
not only do various drugs sound alike but often the indications are similar.
Fortunately, hospitals utilize “environmental” safeguards to minimize
the opportunities for human error. Dangerous
and poisonous drugs are stored in entirely different locations, with access
restricted, than drugs that are not commonly associated with medication errors.
The patient is also often aware of what medications are appropriate and
may object to consuming pills that are not recognized.
Whenever possible, a nurse should attempt to educate patients in their
own care by stating what a particular pill or injection is by name, the dosage
being administered, and the purpose of the drug.
Wrong Route
Medication errors also occur when a nurse administers a drug via the
wrong route, such as an intravenous (IV) injection when an order calls for
intramuscular injection. These
errors can occur because a doctor’s orders are misread or misinterpreted, or
because the nurse confuses a feeding line and IV line.
Most errors in medication routing can be avoided by carefully confirming
orders and following established procedures for each route of administration.
Moreover, before introducing medication into a line, the tube should be
followed both to its origin and its local site to confirm that it is the
intended route.
In a Kansas case, a nurse was found responsible after a patient developed
fat necrosis at an injection site in her buttocks due to injection of Dramamine
into the subcutaneous tissue. After
a hemorrhoidectomy, the patient’s treating physician placed an order over the
phone that the patient should receive Dramamine hypodermically, without
specifying whether subcutaneously or intramuscularly.
The Supreme Court of Kansas found that nurses are familiar with how
different drugs are administered, and that nursing judgment is used to determine
whether an injection should be given subcutaneously or intramuscularly when the
method is not specified by the physician. Barnes
v. St. Francis Hospital and School of Nursing, 211 Kan.
315 (1973). In short, the
court held that the nurse should have known how to properly inject Dramamine,
because a reasonable nurse under similar circumstances would have known.
Furthermore, if the nurse had any doubts on proper procedure, she should
have consulted the treating physician or her colleagues.
CONCLUSION
In the leisure of hindsight, it is deceptively easy to identify how
medication errors occur and to attribute blame for various failures.
But prevention is essential and studying errors improves policy and
procedure so that particular types of errors do not repeat themselves.
The nurse should always adhere to the routines articulated by the “five
rights” and “three checks” doctrines.