ARTIFICIAL REPRODUCTIVE TECHNOLOGY
INTRODUCTION
The rapid advances of artificial reproductive technology[1] (ART) in the field of medical science provides increasing options to couples and individuals yearning to conceive a genetically related child.[2] While the number of couples and individuals who may utilize ART to conceive of a child has increased dramatically over the last decade, the law regulating ART has been slow to develop and what law exists oftentimes appears inadequate.
Take
for example surrogacy agreements. Although
surrogacy has become a widely accepted ART technique, only one state, Florida,[3]
has promulgated legislation which distinguishes between “gestational” and
“traditional” surrogacy arrangements, despite the fact that gestational
surrogacy is clearly distinguishable in law and in biology.[4]
Arkansas is the only state that has passed legislation providing an
unconditional presumption of validity of traditional surrogacy arrangements;
their statute concludes that a child born to a surrogate mother is the child
of the “intended parents” and not that of the surrogate.[5]
Other
states' laws upholding traditional surrogacy arrangements condition contract
validity on the surrogate mother being unpaid and/or the non-gestating
“mother” being “infertile”[6]; as written, such laws may not apply to
gestational surrogacy arrangements because the intended mother may be
“fertile” to the extent that she can now donate her ovum which, when in
vitro fertilized with her husband’s sperm, can be placed into the uterus
of a genetically unrelated woman to incubate (gestate) the embryo.[7] Many
states have passed legislation which generally denies the enforcement of
surrogacy arrangements.[8]
It is altogether unclear whether such legislation includes the
distinguishable gestational surrogacy contracts.
The
ever-increasing gap[9]
between ART and the field of medical science, on the one hand, and the lack of
any consistent regulation of that science, on the other hand, is also evident
in many other techniques of ART besides surrogacy. For example, lawmakers and the courts have struggled to
define, with any consistency, the legal rights afforded an embryo; generally
that determination turns on whether the embryo is considered merely property,[10]
or afforded rights of a person,[11]
or something in between.[12]
No state legislation has been promulgated concerning rights governing
embryo adoption,[13]
and only one state has passed laws regulating embryo destruction.[14]
This
Article will critically examine the current status of the law as applied to
the present ART techniques. Part
I briefly reviews constitutional cases affecting a person's right to “beget
a child”[15]
and the status of ART regulation under Title VII of the Civil Rights Act of
1964 with its pertinent amendments, and the Americans with Disabilities Act of
1990. Part II discusses ART’s
biological elements and procedures, defines gametes, zygotes, embryos, the
fetus and briefly describes the procedures of artificial insemination and in
vitro fertilization. Part III
reviews the legal status of gametes and the products of fertilization, zygotes
and embryos. Part IV
examines the law governing disputes over the control and ownership of
cryopreserved embryos. Part V analyzes gender or sex selection of offspring.
Part
VI analyzes the regulation of persons conducting in vitro
fertilization, ART, embryo research, the use of embryos for clinical research,
and the disposition and sale of embryos.
Part VII reviews the status of surrogacy contracts and the
controversies surrounding the determination of legal parenthood in traditional
and non-traditional surrogacy. This
Article concludes that it is not the science itself but rather how, if at all,
that science should be regulated which poses the greatest challenge associated
with ART. As a result, the
authors believe that uniform legislation should be developed which, at a
minimum, encompasses the scientific advancements made in ART and regulates
that science accordingly.
I.
PROCREATION AND CONSTITUTIONAL AND FEDERAL STATUTORY RIGHTS
A.
Constitutional Protections
Although
neither the U.S. Supreme Court nor the federal circuit courts[16]
have yet to decide a case involving a state’s ability to restrict or
otherwise regulate ART, and whether such regulation would pass muster under
the Constitution, arguably a person’s right to use artificial reproductive
technologies to procreate is rooted in the Constitution.[17]
The first U.S. Supreme Court case to judicially recognize a
constitutional right to procreate was Skinner v. Oklahoma[18] in 1942.
The Court stated that marriage and procreation are basic civil rights
of man.[19]
The Court also declared procreation to be a fundamental right essential
to the existence and survival of the race.[20]
Later,
Eisenstadt v. Baird[21] held that a fundamental right of privacy
regarding birth control decisions exists under the penumbra of the Bill of
Rights and “liberty” in the Fifth and Fourteenth Amendments.
This fundamental right is the “right of the individual to be free
from unwarranted governmental intrusion into matters so fundamentally
affecting a person as the decision whether to bear or beget a child.”[22]
Writing for the majority, Justice William Brennan’s sagacious use of
the word “beget” likely foresaw the oncoming scientific advances in
reproductive medicine.
In
1973 the Court’s decision of Row v. Wade[23]
revolutionized women’s privacy rights, holding constitutionally protected a
woman’s right to determine whether to terminate her pregnancy.
The first trimester strict scrutiny standard of review deflected
governmental attempts to restrict women’s freedom of choice until Casey
v. Planned Parenthood[24]
in 1992. Justice O’Connor,
writing for the majority, held in Casey that the strict scrutiny
standard of review applied to the period of non-viability of the fetus. After that time, the government’s interest in protecting
the mother and child is not subject to the strict scrutiny standard of review.
Specifically
addressing one aspect of artificial reproductive technology, a federal
district court in Ohio observed that “the Supreme Court precedent in the
field of privacy rights guarantees a woman the right to control her own
reproductive functions and thus her desire to become pregnant by artificial
insemination.”[25]
Thus, while neither the U.S. Supreme Court nor federal circuit courts
have directly ruled on a case involving artificial reproductive technology, it
appears that such a right does exist under Constitutional protections afforded
an individual to procreate. As
such, any attempts of government to
intrude or otherwise restrict a person’s access to ART arguably will be
limited by the necessity to prove a compelling governmental interest.
B.
Statutory Protections Under the Civil Rights and Americans with
Disabilities Acts
Congress
has promulgated law prohibiting discrimination relating to procreation.
The Civil Rights Act of 1964[26]
(CRA) prohibits discrimination in
compensation, terms, conditions, or privileges of employment on the basis of
race, religion, color, national origin, or sex.[27]
The Pregnancy Discrimination Act (PDA) of 1978,[28]
amending the Civil Rights Act, specifically applied the CRA to women’s
employment rights as related to pregnancy.
The PDA protects a woman’s choice to become pregnant while
maintaining her position in the workforce, thereby ensuring equal opportunity
in employment. As a result, any
employer’s conduct adversely affecting a woman’s employment status because
she chose to undergo possibly time consuming (and expensive) artificial
reproductive procedures, including in vitro fertilization, would likely
be prohibited under PDA. While
the language of the statute appears to limit PDA to women,[29]
it is possible that a court could extend the law to apply to men desiring ART
services,[30] such as men deficient in sperm production
(low sperm count) or post-vasectomy (who require a re-anastomosis of their
previously ligated vas deferens[31]).
The
Americans with Disabilities Act (ADA) of 1990[32]
prohibits discrimination in employment and at places of public accommodation
against a person on the basis of his or her disability.
A disability is defined as a physical or mental impairment
substantially limiting one or more major life activities.[33]
In Bragdon v. Abbott,[34]
the U.S. Supreme Court found infertility constituted a serious impairment of
the “major life activity” of reproduction.
Consequently, the Court specifically included infertility as an ADA
recognized disability prohibiting discrimination and requiring reasonable
accommodation.
Although
relatively untested at present, the constitutional and statutory protections
applicable to procreation generally will likely also severely limit any
attempted governmental regulation aiming to restrict the availability of ART.
II.
TERMS AND PROCEDURES OF ART
A.
The Biology of ART
Before
analyzing the various legal issues related to artificial reproductive
techniques, it is important to understand the medical technology associated
with ART; indeed, any hope of achieving
consistency in the regulation of ART will require, at a minimum, generally
accepted definitions of the biology of ART.
A
“gamete” is a sex reproduction cell containing one-half (a haploid) of the
46 chromosomes contained in all other human body cells.[35]
Gametes are either a spermatozoa (or sperm[36],
for short) or ova (or eggs).[37]
One
sperm fertilizes one ovum. The
result of this cellular fusion is a single cell known as a “zygote.”[38]
The zygote contains 46 chromosomes with half the genetic contents from
the genetic female ova and half its genes from the male sperm.
The zygote proceeds to multiply by cellular replication.
Implantation into the wall of the uterus normally occurs four to six
days after fertilization.[39]
If
fertilization is accomplished outside the body (in vitro
fertilization), the cellular mass is cultured until it reaches the eight cell
stage (about seventy two hours after fertilization).[40]
At this point, the cellular structure (now called a blastomere) may be
placed into a uterus or into a fallopian tube in hopes that it will implant
into the uterine wall and continue developing.[41]
Alternatively,
at the eight cell stage, the blastomere can be frozen in liquid nitrogen.[42]
The blastomere is also generically referred to as an embryo or
pre-embryo. If frozen, the mass
is generically termed a frozen embryo. The
frozen embryo can later be thawed and placed into a fallopian tube or into a
uterus to enable implantation and development into a human fetus.
The process of development within the uterus (or womb) is known as
gestation.
Medical
nomenclature changes from an eight cell blastomere to a cystic blastocoele[43]
(fluid filled area with the cellular mass), and then to an embryo.
Biologically the blastocoele becomes an embryo when a condensation of
cells, known as the “primitive streak” appears; the primitive streak
develops about ten to twelve days after fertilization.[44]
When
the developing embryo reaches a crown-rump length of five centimeters (roughly
2 inches), it weighs approximately eight grams.[45]
This occurs at the end of the eighth week and the embryo has now
developed into a fetus.[46]
B.
The Procedures of ART
Procedures
include artificial insemination, in vitro fertilization, and
pre-implantation surgeries known as GIFT, ZIFT, and TET.[47]
Artificial insemination is the placement of semen (sperm) into the
uterus opening (cervix or cervical opening) using a tube conduit (cannula).[48]
This semen may be fresh (ejaculate) or may be from previously frozen
and recently thawed semen.[49]
The sperm cells in the semen travel up through the uterus and into the
fallopian tubes where fertilization occurs.
The fertilized ovum, now a zygote, floats back down the fallopian tube
into the uterus, where it implants into the uterine wall.
“In
vitro fertilization”[50] (IVF) literally means “fertilization in
a glass.” In vitro
fertilization is accomplished by combining sperm and an ovum in a petri dish
where fertilization occurs. When the nuclei (actually called pro-nuclei) of the sperm and
the ovum have fused, a zygote has formed.
This zygote made be placed into the fallopian tube using an abdominal
laparoscope, a procedure known as ZIFT.[51]
TET[52]
is a procedure where an embryo, fresh or thawed, is placed into the fallopian
tube through an abdominal laparoscope. Most
commonly, direct embryo insertion is performed wherein the embryo is inserted
through the cervix into the uterus using a cannula, just as is sperm in
artificial insemination. The
direct procedure does not involve an anesthetic and has almost none of the
infection risk which accompany laparoscopic procedures.
III.
EMBRYOS AS PROPERTY, PERSONS, OR “SOMETHING IN BETWEEN”
Although
federal law appears to recognize an infertile woman’s right to procreate
using ART,[53]
it is less than clear what rights, if any, fertilized (combined) gametes,
i.e., those potentially capable of developing into human beings, enjoy under
the law. On one level, the
“building blocks” of an embryo, gametes (e.g., sperm and ova), are treated
as mere “property” under the law.[54]
As a consequence, “donated” sperm relieves the male donor of all
rights and responsibilities for subsequent use.[55]
However, unless the donation involves a third party intermediary like a
sperm bank, a question may arise whether providing the semen specimen included
the intent to relinquish all parental rights.
For example, a California statute provides that the donor of semen
supplied to a licensed physician for use in artificial insemination of a woman
other than the donor’s wife is treated in law as if he were not the natural
father of a child thereby conceived.[56] In
a case where the semen specimen provided directly to a woman for her self
administered artificial insemination, the semen provider was granted paternity
rights for the resulting child. The
court held that the woman’s failure to utilize a physician intermediary, as
provided by statute, precluded her claim for exclusive parental rights.[57]
A. Liability
of a Sperm Bank
A
sperm bank exemplifies the classic third party intermediary.
Although frozen sperm may be stored by the owner for possible future
use, more commonly the sperm bank pays the sperm donor[58]
to provide a specimen which then becomes the property of the sperm bank.
The donor signs a contract relinquishing all rights to the sperm.
The sperm may be cryopreserved for future commercial sale by the sperm
bank.
The
sperm bank is liable in negligence for mistakes made in record-keeping when a
recipient receives semen which is not that of the purported donor.[59]
In addition, the question of whether the commercial provider of the
sperm also is liable for negligent infliction of emotional distress (“NIED”)
for mental distress caused by insemination with semen not selected by the
recipient was answered in Harnicher v. University of Utah Medical Center.[60]
The court in that case held as a matter of law that, because no
physical injury occurred to the wife or child, no cause of action in NIED
could lie.
The
question of whether cryopreserved semen could be the subject of a devise in a
Will was litigated in 1993.[61]
A divorced attorney with two adult children committed suicide and
devised his cryopreserved semen to his girlfriend, accompanied by a letter
indicating his intention that she produce his posthumous offspring.[62]
The court held the frozen sperm to be the decedent’s “property”
and thus, subject to testamentary disposition.
In so doing, the probate court specifically recognized that it was
“forging new frontiers because science has run ahead of the common law.”[63] The
court went on to add that it needed “some sort of appellate decision telling
us what rights are in these uncharted territories.”[64]
B.
Ova “Banks”: Now a Technological Possibility
Until
recently, ova extracted from the ovaries required immediate fertilization
because storage was not technically possible.[65]
When implanted into the same woman’s uterus (such as might occur in a
woman with obstructed fallopian tubes), the woman would necessarily be the
genetic mother and the gestational mother (the birth mother).
Where the ovum is obtained by a another woman, fertilized by sperm of
the intended father, and implanted into wife, the wife is the
gestational/birth mother but not the genetic mother.
This
latter situation presented itself in McDonald v. McDonald,[66]
a New York divorce and custody dispute. The
ovum was obtained from another woman, fertilized with husband’s sperm, and
implanted into the wife’s uterus. The
husband claimed that, because the wife was not genetically related to the
child, she was not the mother and therefore not entitled to custody or
visitation rights.[67]
The court held that, because the ovum was “donated,” any rights or
claims of the genetic mother were severed.[68]
Because a child can only have one legal mother, the gestational mother
(the soon to be former wife) was held to be the natural and legal mother,
entitled to custody and visitation rights equal to those of the father.[69] Essential
to the holding was the court’s finding of “donation” of the ovum by the
egg provider.
Thus,
in the past gamete Cryopreservation had been limited to sperm.
Now elective cryopreservation of ova provides the ovulating female the
option of cryopreserving her eggs for own future use or of donating the frozen
eggs for another’s use. The
procedure portends the establishment of ova banks where consumers can select
preferred maternal phenotypes,[70]
just as consumers now may choose between desired sperm donor phenotypes.
C.
Embryos
While
male and female gametes are considered property, zygotes and embryos can be
considered property, persons, or something in between property or persons.
The classification applied will govern the viability of ART contracts[71]
and the rights of ownership and control of the fate of the embryo.
For
example, in one case a California couple went to a Virginia fertility clinic
where several of the wife’s ova were fertilized with the husband’s sperm.[72]
Two attempts at implantation were unsuccessful, and the remainder of
the embryos were cryopreserved. Later
the couple sought to have the frozen embryos transferred to a California
fertility clinic for possible future implantation.
The Virginia fertility clinic refused to transfer the couple’s frozen
embryos. The court held the
frozen embryos to be the “property” of the couple.[73]
As their “property,” the court ruled the couple had a right to have
the embryos transferred.[74]
This
holding sustains the American Fertility Society’s Ethical Statement on In
Vitro Fertilization that embryos are the “property” of the gamete
providers.[75]
As such, the property owners had the right to decide, at their sole
discretion, the disposition of their property.
The
only State to pass legislation attempting to regulate the legal rights
provided to embryos is Louisiana.[76] It
declares that embryos are “persons” entitled to all the usual protections
of any “juridical person ...unless an IVF fertilized ovum fails to develop
over a thirty-six hour period, except when cryopreserved.”[77] Specifically,
the statute states that the fertilized human ovum is deemed to be a biological
human being “which is not the property of the physician which acts as an
agent of fertilization, or the facility which employs him, or the donors of
the sperm and ovum.”[78]
If the IVF gamete providers renounce, “by notarial act,” their
parental rights for in utero implantation, the embryo thereby becomes
available for adoption.[79]
In this circumstance, the physician becomes the temporary guardian of
the embryo “person.” The
physician’s responsibility to safeguard the embryo is only relieved by the
court appointing a “curator” to guard the interests of the embryo awaiting
adoption.[80]
Rejecting
both the property and person characterizations of embryos, many jurisdictions
have adopted the “special respect” status accorded embryos by the
Tennessee Supreme Court in Davis v. Davis.[81]
The Tennessee Supreme Court concluded that “pre-embryos”[82] are not, strictly speaking, either
“persons” or “property,” but occupy an interim category that entitles
them to special respect because of their potential for human life.[83] The
gamete providers have an ownership interest in that they have decision-making
authority concerning disposition of the embryos, within the scope of the
applicable law. This position appears to give courts of equity maximum
flexibility in deciding the difficult issues of, among others, ownership and
disposition of embryos.
IV.
LIABILITY RESULTING FROM THE CONTROL AND OWNERSHIP OF CRYOPRESERVED EMBRYOS
The
potential liability resulting from the control and ownership of embryos may
turn on the legal status afforded to an embryo.
For example, if an embryo is treated as mere “property,” the gamete
providers perhaps may have a cause of action for conversion for the
mishandling of the embryo. If, on
the other hand, the embryo is deemed a “person,” there may be a cause of
action for injury or destruction of the embryo under the same common law
theory as damages for mishandling the body of a close relative.
Some
courts appear to avoid the issue altogether.
In one case, a Virginia couple brought a cause of action for negligent
infliction of emotional distress when their newly created embryos were washed
an with albumin solution contaminated with the virus of Creutzfeldt-Jakob
disease.[84]
An FDA letter directing withdrawal of the albumin had been overlooked
by the IVF clinic.[85]
Washing the embryos in the contaminated albumin rendered the embryos
unusable. The district court held
that, because the Plaintiffs themselves had not sustained physical injury,
there was no cause of action for negligent infliction of emotional distress.[86]
Other
courts have recognized a cause of action for emotional distress for the
mishandling or destruction of embryos. Indeed,
the first purported attempt in America at IVF and embryo freezing occurred in
the early 1970s at no less a prestigious institution than Columbia
Presbyterian Hospital in New York.[87]
Believing that IVF was unethical and immoral, the department chair
unilaterally destroyed the embryo when he learned of the planned implantation.
He did this on his own initiative and without notice or consultation
with the couple or the doctors involved.
A year later, the couple sued the department chair and Columbia
Presbyterian for intentional infliction of emotional distress.
This ignominious inauguration of frozen embryo IVF in America resulted
in the jury awarding the couple $500,000 in damages.[88]
Oftentimes
embryos become the subject of dispute between the two gamete providers.
Two state supreme courts have ruled on the ownership and control of
cryopreserved human embryos in divorce settings.
In 1992, the custody of the frozen embryos of Junior and Mary Sue Davis
was decided by the Tennessee Supreme Court.[89]
The court held that, absent prior agreement of the embryos’
disposition, the male gamete provider has equal rights to determine the fate
of the couple’s frozen embryos.[90]
The court reasoned that the male gamete provider husband had no right
to demand their embryo be implanted into his wife.[91]
Likewise, the female gamete provider had no right to require the male
gamete provider to become a father.
While
Mary Sue initially had wanted the embryos for her own future use, by the time
the court heard the case she had changed her mind and professed a desire to
donate the embryos for adoption by another couple.
The court weighed Junior Davis’s interest in avoiding parenthood
against Mary Sue’s interest in donating the embryos to another couple for
adoptive implantation. The
Tennessee Supreme Court concluded that disputes involving the disposition of
embryos produced by IVF and preserved should first be resolved by the gamete
providers.[92]
Absent that resolution, their prior agreement should control.
In the event there was no prior agreement, the interests of the parties
should be balanced. Assuming the
other party has a reasonable possibility of achieving parenthood by means
other than by using the disputed embryos, the party wishing to avoid
procreation should prevail.[93]
Thus, Junior Davis was granted ownership and control of the frozen
embryos.[94]
In
a very recent case, New York’s highest court faced a situation similar to
that in Davis. In Kass
v. Kass,[95]
the former wife demanded sole custody of five frozen embryos and contended
that “these were her only chance for genetic motherhood.”[96]
The former husband objected to the burdens of unwanted fatherhood.
A woman’s constitutional autonomy was implicated only upon pregnancy
with the implanted embryo. The
New York Court of Appeals agreed with the Davis holding that the
parties’ pre-IVF agreement controls.[97] Thus,
per this prior written agreement, the embryos were donated to an IVF program
where they could be used for legitimate research purposes.
The
status of embryos of decedents received notoriety when a California couple
died in a plane crash leaving behind several frozen embryos.[98]
The couple died intestate, leaving an estate valued at eight million
dollars. The Australian
government, having jurisdiction over the embryos, ultimately decided that the
embryos could be donated for adoption without any rights of inheritance.[99]
Inconsistent
with this decision is California Probate Code section 6407 which states that
“relatives of the decedent conceived before the decedent’s death but born
thereafter inherit as if they had been born in the lifetime of the
decedent.”[100]
An embryo conceived during the decedent’s life but implanted some
months or years later would appear to have the rights of a pretermitted heir.
This issue has not yet been litigated, but such child resulting from
previous frozen embryos appear to have standing to test the statute.
No
state has regulated or proscribed embryo donation for adoption.
Indeed, this has been the source of triplets for one New Jersey couple.[101]
The fate of embryos not donated for adoption, but abandoned by their
progenitors, is less certain. Some
scholars believe that if embryos are considered property, the state laws of
abandoned personal property should apply to determine the fate of the embryos.[102]
Great
Britain assumed governmental control over frozen embryos when promulgating a
law[103]
providing for the destruction of abandoned embryos. The British government announced that three thousand frozen
embryos more than five years old,[104]
unclaimed by August 1, 1996, would be destroyed. Italian doctors offered to purchase and transport these
embryos to Italy for implantation into women willing to receive them.[105]
The Catholic Church denounced the planned destruction as “prenatal
massacre.”[106]
On August 1, 1996, the British destroyed the three thousand embryos as
scheduled. Britain has
subsequently amended its law to require ten years of abandonment mandating
embryo destruction. However,
Britain has not recanted from its position of governmental control of
abandoned embryos.[107]
In
contrast, the state of Louisiana has provided the destruction of frozen
embryos to be unlawful.[108]
Under Louisiana law, the control over the frozen embryo vests in the
IVF physician as the temporary guardian of the embryo, if the parents do not
assume that responsibility. This
control and stewardship of the frozen embryo continues until either adoptive
implantation occurs, or the court appoints a “curator” for the embryo who
then controls the fate of the embryo.[109]
Frozen embryos may not be destroyed under the Louisiana statute.[110]
V.
GENDER OR SEX SELECTION OF OFFSPRING
Selective
pregnancy reduction, a medical procedure used in multiple pregnancies, has
been used to select the gender of the fetus brought to birth. The euphemistic “selective pregnancy reduction” can more
honestly and accurately be labeled sex or gender selection abortion.[111]
There is an intuitive disfavor accompanying this mode of gender
selection. Fortunately, an
advance in ART apparently will render the offensive practice obsolete.
Scientists in 1996 published articles on the availability of a
technique to separate sperm of mammals into those carrying an X chromosome and
those containing a Y chromosome.[112] In
February of 1998, a group of Spanish scientists demonstrated that the
fluorescent in-situ hybridization (FISH) technique would produce 80 to 90%
purity for X spermatozoa and 60-70% for Y spermatozoa.[113]
This
remarkable advance resulted in the Genetics and IVF Institute, based in
Fairfax, Virginia, reporting an 85% success rate in selecting girls (13 of 14
pregnancies) and a slightly lower rate of success in those desiring male
fetuses.[114]
One obvious benefit of this procedure is that it enables parents to
avoid having children with sex-linked or X-linked diseases, such as common
hemophilia and a progressive blindness known as X-linked retinitis pigmentosa,
simply by selecting female offspring. Among
the troubling aspects of this new technique is a strong preference in some
cultures for male offspring and the social disruptions this may engender.
The authors foresee a plethora of scholarly articles in the near future
regarding the ethical and moral aspects of gender selection using this new ART
technology.
V.
REGULATION OF IN VITRO
FERTILIZATION, EMBRYO RESEARCH, AND THE DISPOSITION AND SALE OF EMBRYOS
A.
Federal Regulation
In
1992, the Fertility Clinic Success Rate and Certification Act became
effective. The Act requires ART
clinic programs to report their success rates to the Centers for Disease
Control (CDC) by sending the data through the Department of Health and Human
Services. Standards for reporting
pregnancy success rates are to be established by the CDC.
In the past, voluntary reporting often led to exaggerated claims of
success. These success rates are
to be made available by the CDC to the general public. Thus, the public desiring ART would have a more accurate
prediction of the chances to obtain a live baby.
Another
provision required the CDC to develop a model program for the certification of
IVF laboratories, which could be adopted by each state. Certification would theoretically maximize the quality of IVF,
assure consistent application of established procedures, and guarantee
accurate reporting.
Unfortunately,
the program lacked implementation funding until 1996, when a mere one million
dollars was allocated by HHS to the CDC.
While the work has begun, to date there have been no model regulations
promulgated or reports of clinic success available from the CDC.
Federal
funding for embryo research has run onto a regulatory brick wall. In 1993, the National Institutes of Health Revitalization Act[115]
provided for the elimination of the HHS Ethical Advisory Board.
While the Board had specifically concluded that embryo research was
theoretically ethical, NIH never allocated any funds for embryo research.
Elimination of this Board evidently was a signal to NIH to proceed with
funding embryo research experiments. Ever
cautious and politically prudent, NIH convened another group of experts, the
Human Embryo Research Panel,[116]
consisting of experts in the fields of medicine, law, ethics, and public
policy. On the basis of this
panels recommendation to fund embryo research, including intentionally
creating embryos solely for research purposes, the Advisory Committee to the
Director of the NIH advised the NIH Director to begin funding research.
In response, President Clinton directed the NIH not to allocate any
funds for embryo research. Subsequently, Congress passed Public Law 105-78[117]
statutorily prohibiting the use of federal funds for embryo research of any
kind, including destroyed, discarded, or otherwise unusable embryos.
Thus, while the law proscribes the use of federal funds for embryo
research, there is no federal legislation regulating embryo research in the
private sector. As a result,
whatever beneficial results are distilled from private sector embryo research
are likely to cost the American public a great deal more due to commercial
patents.
B.
State Regulation
All
three of the state statutes criminalizing embryo experimentation which have
been challenged in federal court have been held unconstitutional.
The Fifth Circuit examined a Louisiana abortion statute criminalizing
experimentation on any embryo or fetus unless such experiments were
therapeutic.[118] The
Court found the terms “experiment” and “therapeutic” to be
unconstitutionally vague.
The
Tenth Circuit Court of Appeals reviewed a federal district court decision
invalidating a Utah statute criminalizing embryo or fetus experimentation on
grounds that the use of the terms “experimentation” and “benefit” were
unconstitutionally vague. Finally,
the Northern District of Illinois held the failure to define the term
“therapeutic” in the Illinois statute criminalizing embryo experimentation
rendered it unconstitutionally vague.[119]
Subsequently,
Louisiana[120]
and Pennsylvania[121]
passed laws criminalizing embryo experimentation, all containing more specific
definitions of the terms previously declared vague. North Dakota[122]
and Rhode Island[123]
both maintain statutes criminalizing aspects of embryo experimentation.
These statutes have not been subject to federal court constitutional
challenges.
Florida,[124]
Massachusetts,[125]
Michigan,[126] and Minnesota[127] ban non-therapeutic embryo research.
New Hampshire explicitly limits the maintenance of non-frozen embryos
outside the uterus to fourteen days and prohibits the transfer of research
embryos to a uterine cavity.[128]
Seven
states and the District of Columbia specifically prohibit the sale of embryos.[129]
Georgia permits payment for embryos to be used for health services
education.[130]
Michigan and Rhode Island prohibit payment for unlawfully used or
transferred embryos.[131]
Four other states specifically prohibit the sale of embryos for
research purposes.[132]
The
regulation of ART has been lax, consistent with an apparent fundamental
procreation “right of access” to ART.
The U.S. Supreme Court has not yet ruled whether procreational privacy
rights extend to the non-coital procedures of Artificial Reproductive
Technologies. Assuming these rights apply to non-coital reproduction, one
would expect the Supreme Court to extend the onerous strict scrutiny standard
of review to governmental regulation.
Few
states have attempted general regulation of ART.
The most benign attempt is Pennsylvania’s requirement that ART
clinics file reports on the number of personnel employed, and the number of
eggs fertilized, implanted, and discarded at any given clinic site.[133]
Virginia and Massachusetts require written informed consents signed by
ART patients before ART can be undertaken.
These consents must contain information specifying the success rates of
the particular clinic.[134]
C.
Industry Self-Regulation
Self-regulation
has occurred primarily through the American Society for Reproductive Medicine.[135]
This organization developed laboratory guidelines and clinical
standards which members are expected, but not required, to follow.
Membership, as well as adherence to the promulgated guidelines, is
voluntary. The Director of the
CDC, Dr. William Roper, testified[136] that ninety percent of clinics were
voluntarily reporting their success rates as of 1991.
However, the system lacks an audit mechanism assuring the accuracy of
reported data.[137]
VII.
Surrogacy
A. Traditional
Surrogacy Contracts
Traditional
surrogacy[138]
involves a contract between an infertile couple (H and W, for example) and a
fertile woman (surrogate). In the
traditional surrogacy contract, the surrogate agrees to be inseminated with
husband’s sperm and to carry the pregnancy to term. After the birth of the baby, the surrogate promises to
relinquish all rights to the baby, transfer the baby to H and W, and
facilitate the wife’s adoption of the baby.[139]
For this, all the surrogate’s expenses are paid by H and W in
addition to a fee for the surrogate’s services.
These traditional surrogate contracts have not been well received in
the common law courts.
The
first case to reach a state supreme court occurred in 1988, in In re Baby
M.[140]
The court was asked to determine the validity of a contract providing a
new way to bring a child into a family. In
addition to expenses, the surrogacy contract provided for a fee of $10,000.00
for the woman’s services. For
this consideration, the woman promised to be inseminated with the contracting
party husband’s sperm and to carry the conceived child to birth.
She promised to then deliver the child to the husband-father, and
assist with any formalities of adoption by the wife.
However, after the child was born, the gestational mother refused to
honor the contract and demanded custody of their child.
The husband and wife sued for specific enforcement of the contract.
The
trial court held that New Jersey statutes governing adoption, termination of
parental rights, and the prohibition of the payment of money in connection
with adoption did not apply to surrogacy contracts.[141]
The trial court held the surrogacy contract valid and ordered specific
performance of the contract.[142]
The trial court granted the husband sole custody of the child,[143]
severed parental rights of the surrogate, and granted adoption of the child by
the wife.[144]
On
appeal, the New Jersey Supreme Court reversed.
The Supreme Court invalidated the surrogacy contract, holding that it
conflicted with the same laws the trial court found inapplicable.
Furthermore, the Supreme Court held that the payment of money to a
surrogate mother was illegal, contrary to public policy, and potentially
“degrading to women.”[145]
While the Court granted custody to the father, it voided the mother’s
parental rights, and the wife’s adoption of the child, and declared the
surrogate to be the child’s natural and legal mother.[146]
However, the Court stated that where a woman “voluntarily and without
payment agrees to act as a surrogate, provided she is not subject to a binding
agreement to surrender her child, no New Jersey law is offended.”[147]
A
few years later, a California Fourth District Court of Appeal ruled on the
validity of “traditional surrogacy” contracts in California.[148]
First, the court distinguished traditional surrogacy from an earlier
California Supreme Court case addressing “gestational surrogacy.”[149] The
court of appeal relied on the California Family Code requirement that consent
for adoption be given in the presence of a licensed social worker.[150]
Because traditional surrogacy contracts necessarily are entered into
before the child is born, they could not comply with the California Family
Code provision. Consequently,
traditional surrogacy contracts are invalid in California.[151]
Of course, a voluntary relinquishment of parental rights by the mother
after the child’s birth, in compliance with the Family Code, would be
permitted because the elements of a statutory adoption would be satisfied.
The
settled common law provides that traditional surrogacy contracts are invalid
or unenforceable. Slight
unsettling of the common law occurred in the 1998 Connecticut Supreme Court
case of Jane Doe v. John Doe.[152] The
couple’s advertisement for a surrogate in their local newspaper resulted in
a woman’s agreement to serve as their surrogate.[153] Of
consequence was the fact that the surrogate was also married and living with
her husband at the time.
Not
a couple to waste perfectly good medical insurance premiums, John frequently
accompanied the surrogate to her pre-natal doctor visits where the surrogate
assumed Jane’s identity, using Jane’s name and Jane’s social security
number. Upon admission to the
hospital for delivery, the surrogate identified herself as Jane and the birth
certificate indicated Jane’s name as the mother.
True to her bargain, the surrogate delivered the baby to John and Jane
upon leaving the hospital, never to bother the couple again.
The
apparently successful ruse terminated when Jane filed for divorce and
requested custody of the now fourteen year old child.
John countered with the uncontested fact that Jane was not the genetic
mother and that Jane had never adopted the child.
The trial court held that the child was not an issue of the marriage
and thus it had no subject matter jurisdiction to determine the custody
dispute between John and Jane.
To
complicate matters, the surrogate was married and living with her husband
during the course of the pregnancy and delivery.
Connecticut law provides that a child born to a married woman living
with her husband is a presumed child of the (surrogate’s) marriage.
The trial court concluded that this presumption had not been rebutted
by the requisite clear and convincing evidence.
At that point, it appeared that neither John nor Jane could be declared
the child’s legal parent.
After
the trial court’s ruling that the child was not a child of John and Jane’s
marriage, John brought a motion in probate court to be declared the child’s
father and to sever any (now uncontested) parental rights of the surrogate and
her former husband. This motion
was granted by the probate court. The
trial court subsequently ruled that it, the trial court, did not have
jurisdiction to decide custody and thereby accepted the probate court’s
action. Thus, the trial court
recognized the child’s custody to be with the father by default.
On
appeal, the Connecticut Supreme Court reversed and concluded that the trial
court did have subject matter jurisdiction over the custody matter. Further, the Court found
the statutory presumption of a child’s best interest to be with the
natural parent did not apply. The
case was remanded back to the trial court for a determination of child custody
solely based on the best interests of the child.[154]
While specifying that Connecticut’s equitable parent doctrine did not
apply to the facts of this case, the court strongly suggested that the wife
should receive custody of the child. This,
of course, is exactly the application of the equitable parent doctrine.
This
case suggests that the invalidity of traditional surrogacy contracts does not
preclude the non-gestational, non-genetically related wife from gaining
custody of the child.[155] This
is, indeed, new law. The Court
here suggests that the best interests of the child test trump all common law
and statutory law. Evidently, the
court would vest complete equity power in the trial courts as regards child
custody whether or not the child is an issue of the marriage.
The
next year, 1998, the Connecticut Supreme Court became the subject of another
controversial holding. In Mary
Doe v. John Roe,[156]
the Supreme Court ruled on whether the Superior Court (general
jurisdiction trial court) had subject matter jurisdiction to render judgment
in accordance with a stipulated agreement reached in Probate Court. That post-baby birth settlement agreement included a promise
by the traditional surrogate mother to consent to the termination of her
parental rights for additional consideration over that provided in the
traditional surrogate contract.
Here,
a traditional surrogacy contract between a husband and a surrogate resulted in
the birth of a healthy baby girl. Four
months later, the surrogate mother filed a motion for habeas corpus, in
probate court, seeking custody of the child.
She also filed for declaratory judgment, requesting a determination
that the surrogacy contract was void as both against public policy and as a
coercive contract allegedly signed under duress and false pretenses. The father counterclaimed, asking the Court for specific
performance of the surrogacy contract. During
the course of the litigation, a settlement was reached in which the surrogate
mother agreed to relinquish her parental rights for additional consideration. The
probate court accepted the settlement agreement, terminated the surrogate’s
parental rights, and authorized the beginning of proceedings for step-parent
adoption.
Because
the surrogate refused to sign the adoption papers or relinquish custody of the
child eight months later, the husband and wife filed a motion in superior
court asking the court to hold the surrogate in contempt for failing to comply
with the terms of the settlement agreement.
The surrogate countered with a motion requesting the court to declare
the agreement to be a nullity as based on a void surrogacy contract.
Ultimately,
the Connecticut Supreme Court determined that the superior court had
jurisdiction to enforce the settlement agreement and to order its specific
enforcement. This case suggests
that if a surrogate sues to invalidate a traditional surrogacy contract, it
would be prudent for the husband and wife party to delay the case until the
baby’s birth. After the birth
of the baby, a surrogate’s judicially accepted settlement providing for the
“voluntary” termination of her parental rights (in consideration for more
money, of course) would be enforced and husband and wife would become the
legal parents.
Thus,
even though a traditional surrogacy contract would be unenforceable, the
effect of enforcement may be attained through a settlement agreement which
will likely include the original pecuniary consideration, plus. This apparently does not violate the prohibition against
“buying a baby” adoption laws. The
Connecticut courts will view this type of settlement as a valid accord and
satisfaction of a disputed claim. The
critical difference is the post-birth settlement agreement compared to a
pre-birth surrogacy contract.
B.
Gestational Surrogacy Contracts[157]
Gestational
surrogacy differs significantly from traditional surrogacy. In gestational surrogacy, an ovum is fertilized with sperm in
vitro.[158] The
zygote is grown into an eight cell (or more) organism (embryo) where it is
either placed into the uterus of a woman unrelated to the gamete providers, or
frozen for such future use. The
gestational surrogacy contract occurs between the couple desiring to bring a
child into the world and the uterus provider who is genetically unrelated to
the embryo. The gestational surrogate provides the incubator
facilitating the development (gestation) of another man and woman’s genetic
child.[159]
California's
landmark case of Johnson v. Calvert[160]
was the first to address the enforceability of gestational surrogacy
contracts. Crispina Calvert
underwent a hysterectomy a few weeks prior to her marriage to husband Mark.
Mark and Crispina both desired to beget their own child.
Although without a uterus, Crispina’s functioning ovaries continued
to produce healthy eggs. A
sympathizing co-worker of Crispina’s mentioned this sad situation to a
friend of the co-worker who suggested that she, the co-worker’s friend,
could serve as the couples’ surrogate.
The gestational surrogacy contract provided that for a fee,[161]
the surrogate, Ms. Johnson, would have Mark and Crispina’s in vitro
produced embryo implanted into her uterus, would carry the fetus to term, and
would relinquish all parental rights after the birth of the child.
Just
before delivery, a dispute arose over the financial terms of the contract.
Ms. Johnson threatened to refuse give up the baby after the baby was
born. The Calverts sued to be
declared the child’s legal and natural parents.
Ms. Johnson sued to have the contract declared to be an unenforceable
surrogacy contract.
The
trial court ruled in favor of the Calverts and ordered any parental rights of
Ms. Johnson terminated. The Court
of Appeal[162]
unanimously affirmed, holding that a woman who agrees to have a couple’s
fertilized egg implanted in her womb is neither the natural nor legal mother
of the child. The gamete
suppliers are deemed the natural and legal parents of the child. Further, the Court of Appeal held that the surrogate was not
deprived of any constitutionally protected interests.
The
California Supreme Court affirmed the holdings of the two lower courts.[163]
California’s Uniform Parentage Act[164]
was held inapplicable since, under the Act, a woman could claim legal
motherhood by either giving birth or by proving genetic relation to the child
with blood tests. The court
declared that its decision was governed by the “intent of the efforts of the
parents” by which "the child would not have otherwise been born.”[165]
The court noted that “the parties’ aim was to bring Mark and
Crispina’s child into the world, not for Mark and Crispina to donate a
zygote to the surrogate.”[166]
The
Court stated that all the parties realized that a pregnant woman has a
constitutionally protected right to abort any fetus which she is carrying,
consistent with current law. Any
promise abrogating that right would be unenforceable.
Additionally, the Court opined that “gestational surrogacy contracts
do not exploit women of lower economic status any more than any other poorly
paying and undesirable employment.”[167] Therefore,
“gestational surrogacy contracts are not unconscionable or coercive as a
matter of law.”[168]
The
dissenting justice in Johnson concluded that the satisfaction of the
strong desire to have one’s own genetically related child was not worth the
social price of the surrogacy arrangement.
He would have the case remanded to the trial court where the surrogacy
contractual dispute would be settled on “the best interests of the child”
basis.[169]
He cautioned that the magnitude and severity of public policy
considerations demand immediate legislative attention and action.[170]
An
Ohio court found the state’s statutory birth registration inapplicable in a
gestational surrogacy arrangement. In
Belsito v. Clark,[171]
the wife had also undergone a hysterectomy just before marriage.
Knowing of the couple’s yearning to have a child, the wife’s sister
agreed to gestate the couples in vitro produced embryo, without
compensation. As the pregnancy
neared term, the couple learned of an Ohio law providing that if the birth
mother is not married to the father, the child is officially illegitimate.
Desperate to avoid stigmatizing their child as illegitimate, the
genetic mother (wife) and genetic father (husband) filed a motion requesting a
declaratory judgment finding them to be the legal and natural parents of the
soon to arrive baby.
The
Court found Ohio’s birth registration statutes inapplicable in a gestational
surrogacy setting. Consistent
with Johnson, the Belsito Court noted the gestational mother was
genetically unrelated to the embryo, and that the genetic providers’
(husband and wife) intent governed whether the child would be brought into
being.[172]
Because the husband and wife provided the child’s genes and because
the husband and wife intended to bring the child into being, the Court held
the husband and wife to be the natural and legal parents.
Therefore, the birth certificate was ordered to so indicate.[173]
Perhaps
the ultimate gestational surrogacy contract, involving five parties, occurred
in the case of Buzzanca v. Buzzanca.[174]
In Buzzanca, a sterile husband and an infertile wife, desiring a
child but wanting to have some choice over the child’s genetic constituency,
obtained a donated egg and selected donated sperm for in vitro fertilization.
The resulting embryo was implanted into the uterus of another woman
serving as a contractual gestational surrogate.
Thus, neither husband nor wife were genetically related to the embryo
derived from an egg donor and sperm donor.
The gamete donors were neither related to the contracting couple nor to
the gestational surrogate.
Just
before the birth of the child, Mr. Buzzanca filed for divorce.
Claiming she and her husband were the child’s parents, Mrs. Buzzanca
demanded paternal child support payments.
Mr. Buzzanca disclaimed any paternal responsibility on grounds that he
was not genetically related to the child and that the gestational surrogacy
contract was invalid since it was signed after the pregnancy had commenced.[175]
The surrogate made it clear that her responsibilities were limited to
those of a contractual gestational surrogate.[176]
The gamete providers were donors and had relinquished any rights at the
time of their gamete donations.
The
trial court examined California’s Uniform Parentage Act and determined that
parenthood could be established by giving birth or by genetic relation proven
by blood tests. Because the
Buzzancas were not genetically related to the child, the gametes were donated
without intent to reserve parental rights, and the gestational mother was only
obligated to perform under the terms of the contract, the trial court found
that the baby was born parentless![177]
On
appeal, the Fourth District Court of Appeals held that, under California
common law, fatherhood could be established if the husband “consented” to
the artificial insemination of his wife.[178] The
court of appeal held that rule pertinent here.
Since Mr. Buzzanca consented to the in vitro fertilization which
was intended to result in a child, he was the lawful father.[179]
Uncontested, Ms. Buzzanca was held to be the child’s mother.
The child’s procreation was the product of a medical procedure
initiated by intended parents. The
court reasoned that, as the legal father, Mr. Buzzanca was entitled to all the
rights and responsibilities of fatherhood, including child support.
C.
Statutory Regulation of Surrogacy
Some
states have adopted the Uniform Parentage Act (UPA), which appears to apply to
surrogacy contracts. Under the
UPA, a parent can be established by either proving a genetic relationship or
by the woman bearing and delivering the child.
Applying the Act to a traditional surrogacy situation, the surrogate
and the semen provider (usually the husband) are the child’s mother and
father. The wife, since she is
neither genetically related nor the birth mother, has no legal parental status
whatsoever. By contrast, in the
gestational surrogacy contract, both husband and wife are genetically related
to the child, thereby providing the wife with a claim under the UPA.
Presently,
only the statutes of Florida specifically address gestational surrogacy.
Florida statutes provide that a gestational surrogacy contract shall be
binding if, inter alia, the surrogate is eighteen years old, the
commissioning couple is legally married, and the commissioning mother is
physically unable to gestate a pregnancy to term.[180]
Generally,
state statutes addressing surrogacy contracts do not differentiate between
traditional and gestational surrogacy. Consequently,
one is left with the conclusion that these states’ use of the term
“surrogacy” applies to traditional surrogacy contracts, but may or may not
apply to gestational surrogacy.
The
District of Columbia,[181] Indiana,[182] Michigan,[183] New York,[184] North Dakota,[185] and Utah[186]
deny enforcement of all surrogacy contracts.
Kentucky,[187]
Louisiana,[188] Nebraska,[189] and Washington[190] deny enforcement only if the surrogate
is to be compensated. Notably,
the Kentucky Supreme Court ruled, in Surrogate Parenting Associates v.
Commonwealth,[191]
that compensated surrogate parenting contracts were enforceable.
The Kentucky legislature responded by passing a bill providing for the
unenforceability of compensated surrogacy arrangements.[192]
Florida,[193]
Nevada,[194] New Hampshire,[195] and Virginia[196] statutes specifically provide that
unpaid surrogacy contracts are lawful and enforceable.
All require that the intended mother must be infertile.
Additionally, New Hampshire and Virginia require advance judicial
approval of the surrogacy agreement and limit who may act as a surrogate.
Arkansas
law presumes that a child born to a surrogate mother is the child of the
intended parents and not the surrogate.[197]
Therefore, Arkansas law presumes the validity of surrogacy contracts.
D.
Involuntary Surrogacy
The
misappropriation of embryos at University of California, Irvine’s Center for
Reproductive Health resulted in unwitting gestation of genetically unrelated
embryos. Three fertility expert
physicians[198]
intentionally implanted non-genetically related embryos (frozen for future use
of the genetic owners) into at least sixty non-consenting women who thought
they were being implanted with genetically related embryos fertilized from
their ova and their husbands’ sperm.[199]
These misappropriations of embryos occurred over the period 1988 to
1995.
As
evidence of these embryo thefts became apparent, the Orange County District
Attorney refused to criminally charge these physicians with felony theft
because felony theft in California requires the conversion of “property”
with a value over four hundred dollars. The
prosecutor refused to characterize embryos as property and refused to place a
dollar value on an embryo. Consequently,
no criminal charges were brought against these physicians.[200]
Because
several babies were born to mothers gestating embryos owned by and intended
for other couples, the question of legal parenthood became an issue. Under California’s statutory Uniform Parentage Act, a
mother can claim maternal rights by either delivering the child or by proving
her genetic relationship to the child. Although
the birth mothers in these cases are not genetically related to the child, the
woman qualifies for legal status because she has gestated the child.
The
birth mother’s husband, however, cannot claim parentage under the Act since
he is not genetically related to the baby.
The absence of paternity (genetic fatherhood) may be proven with blood
tests.[201]
Although the husband is not genetically related to the child, under
California Family Code section 7540, a husband cohabiting with his wife is the
presumed father of a child delivered by his wife.[202]
Thus, the wife’s husband has a presumptive paternal status.
In
Johnson v. Calvert,[203]
the California Supreme Court held that a child may only have one mother.
When two women are able to establish maternity under the Uniform
Parentage Act, the law will declare the natural and legal mother to be the
woman who “intended to bring about the birth of [the] child [and] raise [it]
as her own.”[204]
The Johnson Court reiterated that the natural and legal mother
is the woman who “intended to procreate the child - that is, she who
intended to bring about the birth of a child that she intended to raise as her
own.”[205]
The
obvious question in these cases is, did the birth mother intend to
“procreate” this child and intend to raise this child as her
own? To “procreate” can mean either to propagate (bring forth
offspring) or to reproduce (implied genetic reproduction).
Until recently, biologically, to propagate and to reproduce were
synonymous. Clearly the birth
mother intended to gestate and raise her own embryo.
By implication, can one conclude that since this did not happen, the
birth mother is not the intended mother and thus loses a dispute over
maternity with the genetic mother?
Application
of the “intent” test of Johnson leads to the conclusion that the
birth mother did not intend to procreate this particular non-genetically
related child. The birth
mother’s intent was to bear and give birth to her own genetically related
child, which the child in these circumstances clearly was not.
The
providers of the gametic sources, the genetic mother and father of the embryo,
who thought their embryo was still frozen awaiting their own personal use,
have a maternal and paternal claim under the Uniform Parentage Act provable by
blood tests. Their intentions
were to bear this child sometime in the future.
Should the fact that another woman unwittingly and unintentionally
gestated their embryo deprive them of their genetically related child? The application of Johnson would likely result in the
genetic parents’ rights trumping the (involuntary) gestational surrogate’s
rights. However, Johnson
would likely be distinguished because it involved a consensual gestational
surrogacy contract.
Should
it make any difference how old the child is when the genetic facts are
discovered?[206]
In cases of inadvertent baby switching at hospitals, the age of the
child is a factor courts consider in deciding whether to change the custody of
the child. Involuntary surrogacy
can be analogized to these switched children cases.
In both situations, the child taken home from the hospital is neither
genetically related to the gestating (birth) mother, nor genetically related
to her husband. Intuitively, it
seems that the “best interests of the child” considerations of inadvertent
“switching” custody disputes should be
applied to cases of involuntary surrogacy.
VIII.
CONCLUSION
Artificial
reproductive technology scientific advances afford increasing procreational
opportunities to America’s one in six couples likely to require infertility
services at some point in their lives. Sperm
storage, sperm sex selection, ova storage, in vitro fertilization, and
embryo cryopreservation now enable family planning options which would have
been considered fantasy only a couple decades ago.
The opportunities also portend huge oscillation in our society
involving not only when to have children but what children to have.
The necessarily reactive common law courts are subject to being trumped
by reactionary interested factions, such as religious zealots, who have
demonstrated increasing influence upon legislators mandate to make informed,
well-reasoned, public policy. However,
if past is prologue, our Constitutional protections will trump the special
interest’s constraints sanctioning reasonably unimpeded scientific progress
in artificial reproductive technology.
Nonetheless,
the Authors strongly believe that new, uniform legislation needs to be created
which takes into account the rapidly advancing science of ART. At a minimum, this legislation should strive to develop
consistency between the legal and biological definitions of the elements and
procedures of ART.
The
proposed legislation also must distinguish between the various ART techniques
and regulate them accordingly. For
example, as discussed in this Article, only Florida has passed legislation which
distinguishes between gestational and traditional surrogacy arrangements,
despite the significant biological differences between the two ART procedures.
Thus, it is the Authors’ belief that the goal of achieving uniformity
and consistency in the regulation of the science of ART will also require
legislative recognition of the differences in the biology of the various ART
procedures.
Perhaps
the single greatest obstacle to any proposed uniform ART legislation is the
significant moral and ethical issues that necessarily arise as a result of the
science itself. These issues come
in many diverse forms: presently, there is no legislation governing the rights
of embryo adoption, and only the state of Louisiana has passed laws regulating
embryo destruction.
It
also seems as though news reports of multiple births (e.g., seven and eight
children) to a single couple as a result of the “success” of ART is becoming
more commonplace. Is it possible to
have ten children or more as a result of ART?
How many is too many? Who
will pay for the disastrous medical consequences of these multiple births?
Undoubtedly any legislation attempting to tackle the science of ART will
be met with stern resistance from various special interest groups.
The question then becomes: is it better to leave such issues purposefully
unresolved because they are political “hot potatoes”?
The Authors believe the answer to that question is a resounding “no”;
the science of ART will continue to advance and so too must the regulation of
that technology.
[1]
The ART acronym may also represent “assisted reproductive technology.”
The terms are synonymous. The
term “artificial” seems more apt than “assisted” because
“artificial” implies something other than the “old fashion” way of
reproduction. “Assisted”
implies some third party assistance with copulation, a la whales mating.
[2]
Depending on the situation, it is possible to have a child genetically
related to both the intended mother and father although a third person, the
surrogate, gestates the child. Under
“traditional” surrogacy arrangements, the intended mother is not
genetically related to the child and does not gestate the child.
See infra, Part II, for a complete discussion of these two
commonly accepted ART techniques.
[3]
Fla. Stat. Ann. § 742.15 (West
1998). Gestational surrogacy
contract
(1)
Prior to engaging in gestational surrogacy, a binding and enforceable
gestational surrogacy contract shall be made between the commissioning
couple and the gestational surrogate. A
contract for gestational surrogacy shall not be binding and enforceable
unless the gestational surrogate is 18 years of age or older and the
commissioning couple are legally married and are both 18 years of age or
older.
(2)
The commissioning couple shall enter into a contract with a
gestational surrogate only when, within reasonable medical certainty as
determined by a physician licensed under chapter 458 or chapter 459:
(a)
The commissioning mother cannot physically gestate a pregnancy to
term;
(b)
The gestation will cause a risk to the physical health of the
commissioning mother; or
(c)
The gestation will cause a risk to the health of the fetus.
(3)
A gestational surrogacy contract must include the following
provisions:
(a)
The commissioning couple agrees that the gestational surrogate shall
be the sole source of consent with respect to clinical intervention and
management of the pregnancy.
(b)
The gestational surrogate agrees to submit to reasonable medical
evaluation and treatment and to adhere to reasonable medical instructions
about her prenatal health.
(c)
Except as provided in paragraph (e), the gestational surrogate agrees
to relinquish any parental rights upon the child's birth and to proceed with
the judicial proceedings described under s. 742.16.
(d)
Except as provided in paragraph (e), the commissioning couple agrees
to accept custody of and to assume full parental rights and responsibilities
for the child immediately upon the child's birth, regardless of any
impairment of the child.
(e)
The gestational surrogate agrees to assume parental rights and
responsibilities for the child born to her if it is determined that neither
member of the commissioning couple is the genetic parent of the child.
(4)
As part of the contract, the commissioning couple may agree to pay
only reasonable living, legal, medical, psychological, and psychiatric
expenses of the gestational surrogate that are directly related to prenatal,
intrapartal, and postpartal periods.
[4]
See infra Part VII for a complete discussion of gestational
and traditional surrogacy agreements.
[5]
Ark. Code Ann. § 9-10-201 (Michie
1993). Child born to married or
unmarried woman -- Presumptions -- Surrogate mothers.
(a)
Any child born to a married woman by means of artificial insemination
shall be deemed the legitimate natural child of the woman and the woman's
husband if the husband consents in writing to the artificial insemination.
(b)
A child born by means of artificial insemination to a woman who is
married at the time of the birth of the child shall be presumed to be the
child of the woman giving birth and the woman's husband, except in the case
of a surrogate mother, in which event the child shall be that of:
(1)
The biological father and the woman intended to be the mother if the
biological father is married; or
(2)
The biological father only if unmarried; or
(3)
The woman intended to be the mother in cases of a surrogate mother
when an anonymous donor's sperm was utilized for artificial insemination.
(c)
(1) A chlid born by means of artificial insemination to a woman who
is unmarried at the time of the birth of the child shall be, for all legal
purposes, the child of the woman giving birth, except in the case of a
surrogate mother, in which event the child shall be that of:
(A)
The biological father and the woman intended to be the mother if the
biological father is married; or
(B)
The biological father only if unmarried; or
(C)
The woman intended to be the mother in cases of a surrogate mother
when an anonymous donor's sperm was utilized for artificial insemination.
(2)
For birth registration purposes, in cases of surrogate mothers, the
woman giving birth shall be presumed to be the natural mother and shall be
listed as such on the certificate of birth, but a substituted certificate of
birth may be issued upon orders of a court of competent jurisdiction.
[6]
Florida, Nevada, New Hampshire, and Virginia statutes specifically provide
that unpaid surrogacy contracts are lawful and enforceable. All require that the intended mother must be infertile.
Additionally, New Hampshire and Virginia require advance judicial
approval of the surrogacy agreement and limit who may act as a surrogate.
For a complete discussion of these statutes, see infra, Part
VII (C). As noted, because of
the distinction between gestational and traditional surrogacy, it is unclear
whether courts would apply such legislation to gestational arrangements.
[7]
See
infra, Part II (A), for a discussion of the biology of ART, including
definitions of embryo.
[8]
The states of Arizona, District of Columbia, Indiana, Michigan, New York,
North Dakota, and Utah deny enforcement of all surrogacy contracts. Kentucky, Louisiana, Nebraska, and Washington deny
enforcement only if the surrogate is to be compensated.
For a complete discussion see infra, Part VII (C).
[9]
This
schism likely results at least in part from the difficult philosophical
issues that arise when infertile couples and individuals turn to ART to
procreate. For example,
gestational surrogacy raises serious philosophical and ultimately, legal
issues, regarding who is deemed to be the "mother" of the child:
the woman who provided the ovum, e.g., the “genetic
mother,” or the woman who gestates the child, the “gestational”
or “birth” mother. Such
issues also arise when legislatures and courts determine the legal status
afforded an embryo, as noted. See
infra, Part VII, for a complete discussion of this issue.
[10]
York v. Jones, 717 F. Supp. 421 (E.D. Va. 1989).
See infra, Part III (C), for a complete discussion of this
case.
[11]
The
State of Louisiana declares that embryos are “persons” within the
meaning of the law unless an in vitro fertilized ovum “fails to develop
over a thirty-six hour period,” unless cryopreserved.
La. Rev. Stat. Ann. §§ 9:121-130 (West 1997).
[12]
Rejecting
both the property and person characterizations of embryos, many states have
adopted the “special respect” status announced by the Tennessee Supreme
Court in Davis v. Davis, 842 S.W.2d 588 (Tenn. 1992).
[13]
Although
no states have sought to regulate embryo donation for adoption, one New
Jersey couple was fortunate enough to have triplets as a result of this
occurrence. Dateline NBC,
September 14, 1998, “Ready Made; New Jersey Couple Has Triplets Through
Embryo Adoption.”
[14]
The
State of Louisiana has provided the destruction of frozen embryos to be
unlawful. See La. Rev. Stat.
Ann. §§ 9:124, 126-128, 130 (West 1996).
Instead, the control over the frozen embryo vests in the physician in
charge of in vitro fertilization as the temporary guardian of the
embryo, if the parents do not assume that responsibility.
Id. This
involuntary “control” of the embryo continues until either adoptive
implantation occurs, or the court appoints a curator on behalf of the embryo
who then decides the fate of the embryo.
Id.
[15]
The term used by U.S. Supreme Court
Justice William Brennan, writing for the majority, in his perspicacious
opinion in Eisenstadt v. Baird, 405 U.S. 438 (1972).
The Court’s holding formally encompassed a individual’s birth
control decisions “as to whether to bear or beget a child” to be within
the fundamental right of privacy penumbra freeing those decisions from
unwarranted governmental intrusion.
[16]
One
federal district court has discussed whether a constitutional right to
artificial reproduction exists. See
Cameron v. Board of Education, 795 F. Supp. 228 (S.D. Ohio 1991).
[27]
Prior
to the PDA, the Court held, on 14th Amendment Equal Protection
grounds, that an employer’s health plan that discriminated between
pregnant and non-pregnant women did not violate Title VII of the Civil
Rights Act because the discrimination was not between men and women. Geduldig v. Aiello, 417 U.S. 484 (1974).
A similar holding two years later, in General Elec. Co. v. Gilbert,
429 U.S. 125 (1976), prompted Congress to begin work on the Pregnancy
Discrimination Act bill.
[30]
This
would be an issue of first impression as there are no reported cases
discussing whether PDA applies to men.
Moreover, there is nothing in the legislative history to suggest that
Congress intended men to be covered by PDA.
However, given the policy of PDA — preventing discrimination in
employment based on a woman’s choice to become pregnant - it is possible
that the “spirit” of the legislation could be applied to men.
[31]
Just
as a woman’s fallopian tubes may to interrupted by ligation or by removing
a segment of the tube (“tube tying”), a male may have a portion of the
tube serving as a conduit for sperm from his testicles to his penis (vas
deferens) ligated, including removing a segment.
If a male later desires to have children, his vas deferens can be
reconnected or re-anastomosed.
[36]
Just as the plural of sheep is sheep,
the plural of sperm is sperm. However,
the plural of ovum is not ovum or ovums, it is ova.
[39]
See
generally,
Paulson, Human In Vitro Fertilization
and Related Assisted Reproductive Techniques, in Infertility Contraception
& Reproductive Endocrinology (3rd ed. 1991).
[43]
The blastomere develops into a
blastocyst and then into a blastocoele.
See generally Paulson, supra, for a complete discussion
of the science of ART.
[44]
This primitive streak develops into a
three layers known as the endoderm, mesoderm and ectoderm. A portion of the ectoderm invaginates into a tubular structure
known as the neural tube. Imperfect
neural tube formation can be variously expressed at birth as anything from
exposed neural tissue, such as spinal cord elements, to a small bony defect
in a spine bone, known as spondylolithisis.
Neural tube defects are suspected when a pregnant mother’s blood
tests positive for alpha-feto protein. Waldo Nelson, Textbook of Pediatrics
30-33 (5th ed. 1996).
[46]
Id. An embryo becomes a fetus at the end of eighth week.
The crown-rump length is 5 centimeters, the weight is about 8 grams.
At this stage the eyelids have begun to form, ovaries and testicles
are distinguishable, and the arms and legs have distinct fingers and toes.
[48]
See
generally,
Kirby, Medical Technology and New Frontiers of Family Law in Legal Issues in
Human Reproduction 3 (McLean ed. 1989)
[49]
Semen (sperm with its supporting fluids from the prostate, Cowper’s
glands, and seminal vesicles) may be frozen in liquid nitrogen and stored
for many years. This frozen
storage capacity has made possible the industry of “sperm banks” where
both donated sperm, for sale, and personal sperm frozen for some future use.
Id.
[50]
“In
vitro fertilization” means fertilization outside the body.
“In vivo fertilization” means fertilization within life
or, as applied here, within the body. See
generally, J.D. Biggers, In Vitro
Fertilization and Embryo Transfer in Historical Perspective, in In Vitro
Fertilization and Embryo Transfer 3 (Alan Trounson & Carl Wood
eds. 1984).
[55]
See
generally,
McDonald v. McDonald, 608 N.Y.S. 2d 477 (App. Div. 1994).
Donation implies an intention to relinquish all rights to the thing
donated. For example, when one
donates blood, one relinquishes all rights and claims to any further use of
that donated blood. Donation
should not be confused with provision or providing.
Providing sperm to an end user does not, in and of itself, relinquish
rights to the product of that use. Hence,
a male providing a semen specimen to a lady friend so that she may
self-inseminate does not sever the male’s rights to a paternity claim,
including visitation of his genetic offspring.
[58]
Commercial sperm donors provide
extensive information on personal medical and family medical history which
is made available to potential purchasers.
[61]
Hecht
v. Superior Court, 16 Cal. App. 4th 836, 20 Cal. Rptr. 2d 275
(1993). The probate court
commented that “we are all agreed that we are forging new frontiers
because science has run ahead of the common law.
And we have got to have some sort of appellate decision telling us
what rights are in these uncharted territories.”
Id. at n.3. This
sentiment must be very common today in courts addressing the legal issues
raised by all expanding scientific frontiers.
[65]
Two scientific articles published in early 1998 demonstrated that
Cryopreservation of the human ovum for later thawing and in vitro
fertilization had become a practical reality.
See generally E. Young, et. al.,
Triplet pregnancy after intracytoplasmic sperm injection of
cryopreserved ooctyes: case report, 70(2) Fertil.
Steril. 360 (1998); K. Oktay, et. al., Cryopreservation of
immature human oocytes and ovarian tissue: an emerging technology, 69 Fertil.
Steril. 1 (1998). See
also, L. Bonetta, Postponing pregnancy by freezing oocytes, 4(2) Nat.
Med. 138 (Feb. 1998).
[70]
A
phenotype is the term used to describe genetic expression in a person.
Because an individual’s actual genotype is not known, all that is
available is a description of the expression of that genetic constituency
such as hair color, height, weight, race, etc.
See generally Miller-Keane Encyclopedia and Dictionary of Medicine at 1146.
[75]
41
American Fertility Society, Ethical Statement on In Vitro Fertilization,
41 Fertility & Sterility
(No. 1) 12 (1984).
[76]
La. Rev. Stat. Ann. §§ 9:121-9:130 (West 1997).
Thus, the only time an embryo can be discarded is when it shows no
signs of life at 36 hours after fertilization.
At this time, no cases have been published interpreting this
statutory scheme.
[82]
Biologically, this is a correct term
because the organism has not developed the primary streak which
characterizes the embryo. Most
courts use the more generic term embryo to mean an organism greater than the
four cell stage and less than a fetus.
[84]
John
Doe & Jane Doe v. Irvine Scientific Sales Co. Baxten Healthcare Corp., 7
F. Supp.2d 737 (1992).
[88]
See
Deborah Kay Walther, “Ownership” of the Fertilized Ovum in Vitro,
26 Fam. L. Q. 235, 239-43
(1992)(excellent and extensive discussion of the Del Zio case).
[101]
See
Dateline: Ready Made; New Jersey Couple Has Triplets Through Embryo
Adoption (NBC televisions broadcast, Sept. 14, 1998).
[102]
See
Lynne
M. Thomas, Comment, Abandoned Frozen Embryos and Texas Law of Abandoned
Personal Property: Should There Be a Connection, 29 St. Mary’s L.J. 255, 264 (1997).
[104]
In
the United States, a life birth has occurred from an embryo frozen for 7 ½
years. See Heesun
Wee, “Oldest” Embryo Brought to Life, Daily
News of Los Angeles, Feb. 17, 1998.
A healthy 8 pound, 15 ounce boy was born at a Tarzana hospital to a
woman, 44, and her husband, 54, who asked to remain anonymous to protect
their privacy. See id. Not
reported was whether the embryo was genetically theirs or an adopted embryo.
[105]
See Youssef M. Ibrahim, Ethical
Furor Erupts in Britain: Should Embryos Be Destroyed?, N.Y. Times,
Aug. 1, 1996, at A1.
[111]
Jodi
Danis, Sexism and the Superfluous Female: Arguments for Regulating
Pre-implantation Sex Selection, 18 Harvard
Women’s L.J., 219 (1995).
[112]
D.
G. Cran and L. A. Johnson, The predetermination of embryonic sex using
flow cytometrically separated X and Y spermatozoa, 2(4) Human Reproduction
Update 355-63 (1996); L. A. Johnson, Gender preselection in
mammals: an overview, 103(8-9) DTW
Dtsch Tierarztl Wochenschr 288-91 (1996).
The studies were based on the fact that a sperm with an X chromosome
contains about 3% more DNA than a sperm with a Y chromosome.
Simply, the DNA is stained with fluorescein dye and separated with
the use of a laser light measuring the amount of DNA, and then separated
using flow cytometry and cell sorting instrumentation.
Studies in cattle and rabbits produced greater than 90%
predictability of the desired gender. Studies
in pigs averaged predictions over 85%.
[113]
F.
Vidal, et. al., Efficiency of MicroSort flow cytometry for producing
sperm populations enriched in X or Y chromosome haplotypes: a blind trial
assessed by double and triple colour fluorescent in-situ hybridization,
13(2) Human Reproduction 308-12
(Feb. 1998).
[114]
See
Diane
Lore, Procedure Lets Couple Pick Sex of Their Child, Atlanta
Constitution, Sept. 10, 1998.
[117]
Departments
of Labor, Health and Human Services, Education and Related Agencies
Appropriations Act, 1998, Pub. L. No. 105-78, 111 Stat. 1467 (1998).
[129]
D.C.
Code Ann § 6-2601(b)(1995); Fla. Stat. Ann. § 873.05(1)-(3) (West 1998);
Ill. Comp. Stat. 50/8.1 (West 1992); La. Rev. Stat. Ann. § 9:122 (West
1991); Minn. Stat. Ann. § 145.422(3)(West 1998); 18 Pa. Cons. Stat. Ann. §
3216(b)(3)(West Supp. 1997); Tex. Penal Code Ann. § 48.02 (West 1994); Utah
Code Ann. § 76-7-311 (1995); and Va. Code Ann. § 32.1-289.1 (Michie 1997).
[132]
Me.
Rev. Stat. tit. 22, § 1593 (West 1992); Mass. Gen Laws Ann. ch. 112, §
12(J)(a)(IV)(Law Co-op 1991); Mich. Comp. Laws Ann § 333.10204(1)(West
1992) and N.D. Cent. Code 14-02.2-02(4)(1997).
[135]
The
American Society for Reproductive Medicine, Statement on Regulation of
ART (Nov. 17, 1995).
[136]
Fertility
Clinic Services: Hearing on H.R. 3940 Before the Subcomm. on Health and the
Env’t of the House Comm. on Energy and Commerce,
102 Cong. 17 (1992)(Statement of Dr. William Roper, Director, CDC).
[137]
Jean
M. Eggen, The “Orwellian Nightmare” Reconsidered: A Proposed
Regulatory Framework for the Advanced Reproductive Technologies, 25 Ga.
L. Rev. 625 (1991); Judith F. Daar, Regulating Reproductive
Technologies: Panacea or Paper Tiger?, 34 Hous.
L. Rev. 609 (1997).
[138]
Surrogacy
origin dates back as far as Genesis. Sarah,
Abraham’s infertile wife, directs him to “go into my maid,” Hagar, so
that Sarah “may found a family through her.”
Genesis 16:2. Thereby, Hagar became the first documented surrogate.
What did Hagar have to say about this?
We don’t know.
The second documented surrogate
was Rachel’s slave Bilhah. Infertile
Rachel encouraged her husband Jacob to “lie with [Bilhah], so that she may
bear sons to be laid upon my knees, and through her I too may build up a
family.” Genesis 30:3-5 (King
James).
From
these early surrogacy arrangements, exploitation of surrogates has been
suspect. However, is there
exploitation of the surrogate as a woman or exploitation of the surrogate as
a slave that is the dominant concern?
[143]
The
trial court found, among others, the following facts: The surrogate party fled the state with the baby to avoid
service of process, lived in twenty different motels and homes in the next
three months to avoid prosecution, threatened to kill herself, kill the
child, and falsely accuse the husband of sexually molesting the
surrogate’s other daughter.
[147]
Id.
at 1235. See infra, the
states of Florida, Nevada, New Hampshire, and Virginia have adopted statutes
wherein unpaid surrogacy contracts are explicitly enforceable, although New
Hampshire requires advance judicial approval of the agreement and even then
permits the surrogate to opt out of the agreement within seventy two hours
of the birth of the child. Virginia
requires the intended mother to be infertile, and advance judicial approval
of the agreement (but not opt out provision) for the contract to be
enforceable.
[149]
Gestational
surrogacy contracts were addressed in Johnson v. Calvert, 5 Cal.4th
84, 851 P.2d 776, 19 Cal. Rptr.2d 494 (1993).
Gestational surrogacy involves the in vitro fertilization of
husband’s sperm with wife’s egg which is then grown into an embryo.
This embryo is then implanted in another woman’s womb who gestates
the child under the terms of the contract, and is generally paid for her
services. The gestational
mother, therefore, is not genetically related to the child.
The Court also distinguished cases where a sperm supplier
(ambiguously referred to as a sperm “donor”) asserts parental rights as
in Jhordan C. v. Mary. K., 179 Cal. App. 3d 386, 224 Cal. Rptr. 530
(1986). Here, as in the
traditional surrogacy contract, the baby is genetically related to the sperm
supplier. The issue becomes
whether the sperm “donor” was a true donor in that donation implies
relinquishment of any rights such as what occurs when the source of sperm is
a sperm bank. Indeed, direct
donation of semen can be sticky in more than one way.
[151]
25
Cal. App. 4th at 1222-23, 30 Cal. Rptr. 2d at 894-95. The traditional surrogate contract child is the product of
the intended father and the unintended mother, and genetically related to
both.
[152]
See
generally, Doe
v. Doe, 710 A.2d 1297 (Conn. 1998). Jane,
having had three previous children in another country and a subsequent tubal
ligation, met John. Together
they decided to have a child. A
tubal reconstruction re-anastomosis procedure was unsuccessful and Jane’s
pregnancy via usual means was not possible.
[153]
Id. at 1302. The price
agreed upon, the woman (surrogate) was inseminated at the surrogate’s
house, by John and Jane, using a syringe filled with John’s semen.
[154]
710
A.2d at 1324. While the court
stated that Connecticut’s equitable parent doctrine would not apply to
these facts, the Court remanded suggesting that joint custody would be in
the best interests of the child. Id.
at 1324.
[155]
Baby
M
and Moschetta hold surrogacy contracts invalid or unenforceable and
imply that genetic relationships control with the non-gestational wife
having no parental rights notwithstanding the intention of the parties at
the time of contract. This case
suggests that intention coupled with time can prevail over established
common law.
[157]
Because
gestational surrogacy is clearly distinguished, in law and in biology, from
traditional surrogacy, authors and legislatures would do well to avoid the
generic term “surrogacy.” With
the advances in in vitro fertilization and the proximity of human
cloning, gestational surrogacy will become increasingly common.
Gestational surrogacy, and its associated contractual arrangements,
will cease to be an issue only by the advent of an effective artificial
uterus.
[159]
Corollaries
exist in the animal world. As
one example, a genetically unrelated penguin is driven by instinct to
incubate an exposed egg.
[161]
Some
authors declare that surrogacy contracts are an exploitation of the poor.
In the instant case, the fee of $10,000 is calculated to be $1.45 per
hour for 24 hours per day for 40 weeks.
The implication is that this “low” payment is exploitation.
This
argument is spurious. Since
when is a voluntary, non-coercive, mutually negotiated contract to be
adjudged by an outside party as exploitation?
Neither party is required to contract.
Is pregnancy is full time occupation?
Absent complications, most pregnant women work at their usual jobs
during their pregnancy. Is it
not a person’s autonomous right to use their body as they desire (assuming
it does not harm others)? Is a
college athletic scholarship an exploitation of a person who does not happen
to be wealthy? Where is the
evidence that only poor women agree to become surrogates?
It appears that this contention of exploitation of poor women is
non-meritorious speculation, at best.
[162]
Anna
J. v. Mark C., 12 Cal. App. 4th 977, 286 Cal. Rptr. 369 (4th
Dist. 1991)(the appellate court case of Johnson v. Calvert).
[165]
5
Cal. 4th at 90, 851 P.2d at 883, 19 Cal. Rptr. at 501.
This reasoning seems a little weak because the intent of the husband
and wife in a traditional surrogacy contract is to bring a child into being.
But in a traditional surrogacy arrangement, the mother is not the
intending wife, it is the contractual surrogate.
Since intent exists in both
situations, it seems much better to rely on the genetic origins of the child
as controlling. Genetic origin
is objective, discoverable, and constant.
Reliance on genetic origin is consistent with the result in
traditional surrogacy contracts and with the outcome here.
The
dissent in Johnson v. Calvert stated that the best interests of the
child should control rather than considerations of intent.
[172]
The
court here, as in Johnson, specified that the genetic provider’s
intent is of such critical significance that without it the baby would not
have been born. This intent is
distinguished from the intent of the husband and wife in a traditional
surrogacy arrangement where the wife’s position sinks to the level of an
intended third party beneficiary of the contract between the sperm provider
husband and the ovum providing surrogate.
In a gestational surrogacy contract, the gamete providing husband and
wife’s intent governs whether the embryo will be created.
[174]
See
generally,
Buzzanca v. Buzzanca, 61 Cal. App. 4th 1410, 72 Cal. Rptr. 2d 280 (Ct. App.
1998).
[175]
Recall
that under In Re Baby M, supra, the non-genetically related
spouse had no claim of parenthood absent adoption.
[181]
D.C. Code Ann. § 16-402 (1997).
16-402.
Prohibitions and Penalties.
(a)
Surrogate parenting contracts are prohibited and rendered
unenforceable in the District.
(b)
Any person or entity who or which is involved in, or induces,
arranges, or otherwise assists in the formation of a surrogate parenting
contract for a fee, compensation, or other remuneration, or otherwise
violates this section, shall be subject to a civil penalty not to exceed
$10,000 or imprisonment for not more than 1 year, or both.
[182]
Ind. Code Ann. §§ 31-20-1-1. 31-20-1-2 (Michie
1997).
31-20-1-1
Legislative declarations (Public policy declaration)
Sec. 1.
The general assembly declares that it is against public policy to
enforce any term of a surrogate agreement that requires a surrogate to do
any of the following:
(1)
Provide a gamete to conceive a child.
(2)
Become pregnant.
(3)
Consent to undergo or undergo an abortion.
(4)
Undergo medical or psychological treatment or examination.
(5)
Use a substance or engage in activity only in accordance with the
demands of another person.
(6)
Waive parental rights or duties to a child.
(7)
Terminate care, custody, or control of a child.
(8)
Consent to a stepparent adoption under IC 31-19 (or IC 31-3-1 before
its repeal).
31-20-1-2
Surrogate agreements void
Sec. 2. A surrogate
agreement described in section 1 of this chapter that is formed after March
14, 1988, is void.
[183]
Mich.
Comp. Laws Ann. § 722.855 (West 1993).
722.855.
Contracts; void and unenforceable
Sec.
5. A surrogate parentage
contract is void and unenforceable as contrary to public policy.
[184]
N.Y. Dom. Rel. Law § 122 (McKinney Supp. 1999).
122.
Public policy
Surrogate
parenting contracts are hereby declared contrary to the public policy of
this state, and are void and unenforceable.
[185]
N.D. Cent. Code § 14-18-05 (1997).
14-18-05
Surrogate agreements.
Any
agreement in which a woman agrees to become a surrogate or to relinquish
that woman’s rights and duties as a parent of a child conceived through
assisted conception is void. The
surrogate, however, is the mother of a resulting child and the surrogate’s
husband, if a party to the agreement, is the father of the child.
[186]
Utah Code Ann. § 76-7-204 (1995).
76-7-204
Prohibition of surrogate parenthood agreements — Status of child -
Basis of custody.
(1)
(a)
No person, agency, institution, or intermediary may be a party to a
contract for profit or gain in which a woman agrees to undergo artificial
insemination or other procedures and subsequently terminate her parental
rights to a child born as a result.
(b)
No person, agency, institution, or intermediary may facilitate a
contract prohibited by Subsection (1).
This section does not apply to medical care provided after
conception.
(c)
Contracts or agreements entered into in violation of this section are
null and void, and unenforceable as contrary to public policy.
(d)
A violation of this subsection is a class B misdemeanor.
(2)
An agreement which is entered into, without consideration given, in
which a woman agrees to undergo artificial insemination or other procedures
and subsequently terminate her parental rights to a child born as a result,
is unenforceable.
(3)
(a)
In any case arising under Subsection (1) or (2), the surrogate mother
is the mother of the child for all legal purposes, and her husband, if she
is married, is the father of the child for all legal purposes.
(b)
In any custody issue that may arise under Subsection (1) or (2), the
court is not bound by any of the terms of the contract or agreement but
shall make its custody decision based solely on the best interest of the
child.
(4)
Nothing in this section prohibits adoptions and adoption services
that are in accordance with the laws of this state.
(5)
This section applies to contracts or agreements that are entered into
after April 24, 1989.
[187]
Ky.
Rev. Stat. Ann. § 199.590 (Banks-Baldwin 1997).
199.590
Prohibited acts and practices in adoption of children; expenses paid
by prospective adoptive parents to be submitted to court
(1)
A person, corporation, or association shall not advertise in any
manner that it will receive children for the purpose of adoption. A newspaper published in the Commonwealth of Kentucky or any
other publication which is prepared, sold, or distributed in the
Commonwealth of Kentucky shall not contain an advertisement which solicits
children for adoption or solicits the custody of children.
(2)
A person, agency, institution, or intermediary shall not sell or
purchase or procure for sale or purchase any child for the purpose of
adoption or any other purpose, including termination of parental rights. This section shall not prohibit a child-placing agency from
charging a fee for adoption services. This
section shall not be construed to prohibit in vitro fertilization.
For purposes of this section, ‘in vitro fertilization’ means the
process by which an egg is removed from a woman, and fertilized in a
receptacle by the sperm of the husband of the woman in whose womb the
fertilized egg will thereafter be implanted.
(3)
No person, association, or organization, other than the cabinet or a
child-placing institution or agency shall place a child or act as
intermediary in the placement of a child for adoption or otherwise, except
in the home of a stepparent, grandparent, sister, brother, aunt, or uncle,
or upon written approval of the secretary.
This subsection shall not be construed to limit the Cabinet for Human
Resources in carrying out its Aid to Dependent Children Program in
accordance with KRS Chapter 205. This
section shall not be construed to prohibit private independent adoption or
the right to seek legal services relating to a private independent adoption.
(4)
A person, agency, institution, or intermediary shall not be a party
to a contract or agreement which would compensate a woman for her artificial
insemination and subsequent termination of parental rights to a child born
as a result of that artificial insemination.
A person, agency, institution, or intermediary shall not receive
compensation for the facilitation of contracts or agreements as proscribed
by this subsection. Contracts
or agreements entered into in violation of this subsection shall be void.
(5)
A person, organization, group, agency, or any legal entity, except a
child-placing agency, shall not accept any fee for bringing the adoptive
parents together with the child to be adopted or the biological parents of
the child to be adopted. This
section shall not interfere with the legitimate practice of law by an
attorney.
(6)
(a)
In every adoption proceeding, the expenses paid, including but not
limited to any fees for legal services, placement services, and expenses of
the biological parent or parents, by the prospective adoptive parents for
any purpose related to the adoption shall be submitted to the court,
supported by an affidavit, setting forth in detail a listing of expenses for
the court's approval or modification.
(b)
In the event the court modifies the expense request as it relates to
legal fees and legal expenses only, the attorney for the adoptive parents
shall not have any claim against the adoptive parents for the amount not
approved.
[188]
La.
Rev. Stat. Ann. § 9:2713 (West 1991).
2713.
Contract for surrogate motherhood; nullity
A.
A contract for surrogate motherhood as defined herein shall be
absolutely null and shall be void and unenforceable as contrary to public
policy.
B.
‘Contract for surrogate motherhood’ means any agreement whereby a
person not married to the contributor of the sperm agrees for valuable
consideration to be inseminated, to carry any resulting fetus to birth, and
then to relinquish to the contributor of the sperm the custody and all
rights and obligations to the child.
[189]
Neb. Rev. Stat. § 25-21,200 (1995).
25-21,200.
Contract; void and unenforceable; definition.
(1)
A surrogate parenthood contract entered into shall be void and
unenforceable. The biological
father of a child born pursuant to such a contract shall have all the rights
and obligations imposed by law with respect to such child.
(2)
For purposes of this section, unless the context otherwise requires,
a surrogate parenthood contract shall mean a contract by which a woman is to
be compensated for bearing a child of a man who is not her husband.
[190]
Wash. Rev. Code Ann. §§ 26.26.230-.240 (West
1997).
26.26.230.
Surrogate parenting - Compensation prohibited
No person, organization, or agency
shall enter into, induce, arrange, procure, or otherwise assist in the
formation of a surrogate parentage contract, written or unwritten, for
compensation.
26.26.240.
Surrogate parenting - Contract for compensation void
A
surrogate parentage contract entered into for compensation, whether executed
in the state of Washington or in another jurisdiction, shall be void and
unenforceable in the state of Washington as contrary to public policy.
[191]
Surrogate
Parenting Assoc. v. Commonwealth, 704 S.W.2d 209 (Ky. 1986) (specifically,
the court provided that these contracts did not violate the law prohibiting
the selling the babies).
[194]
Nev. Rev. Stat. Ann. § 126.045 (Michie 1998).
126.045
Contract requirements; treatment of intended parents as natural
parents; unlawful acts.
1.
Two persons whose marriage is valid under chapter 122 of NRS may
enter into a contract with a surrogate for assisted conception.
Any such contract must contain provisions which specify the
respective rights of each party, including:
(a)
Parentage of the child;
(b)
Custody of the child in the event of a change of circumstances; and
(c)
The respective responsibilities and liabilities of the contracting
parties.
2.
A person identified as an intended parent in a contract described in
subsection 1 must be treated in law as a natural parent under all
circumstances.
3.
It is unlawful to pay or offer to pay money or anything of value to
the surrogate except for the medical and necessary living expenses related
to the birth of the child as specified in the contract.
4.
As used in this section, unless the context otherwise requires:
(a)
‘Assisted conception’ means a pregnancy resulting when an egg and
sperm from the intended parents are placed in a surrogate through the
intervention of medical technology.
(b)
‘Intended parents’ means a man and woman, married to each other,
who enter into an agreement providing that they will be the parents of a
child born to a surrogate through assisted conception.
(c)
‘Surrogate’ means an adult woman who enters into an agreement to
bear a child conceived through assisted conception for the intended parents.
[195]
N.H. Rev. Stat. Ann. § 168-B:16 (1996).
168-B:16
Regulatory Procedures
I.
A surrogate arrangement is lawful only if it conforms to the
requirements of this subdivision, and if, before the procedure to impregnate
the surrogate:
(a)
The health care provider performing the procedure receives written
certification that the parties successfully completed the medical and
nonmedical evaluations and counseling pursuant to RSA 168-B:18 and 19;
(b)
The surrogate arrangement has been judicially preauthorized pursuant
to RSA 168-B:23; and
(c)
All parties to the surrogacy contract provide the health care
provider performing the procedure with written indication of their informed
consent to the arrangement.
II.
The procedure to impregnate a surrogate shall be performed only in
accordance with rules adopted by the department of health and human
services.
III.
No woman shall be a surrogate, unless the woman has been medically
evaluated and the results, documented in accordance with rules adopted by
the department of health and human services, demonstrate the medical
acceptability of the woman to be a surrogate.
IV.
No person or entity shall promote or in any other way solicit or
induce for a fee, commission or other valuable consideration, or with the
intent or expectation of receiving the same, any party or parties to enter
into a surrogacy arrangement.
[196]
Va.
Code Ann. §§ 20-159, 10-160(b)(4)(Michie 1995).
20-159
Surrogacy contracts permissible.
A.
A surrogate, her husband, if any, and prospective intended parents
may enter into a written agreement whereby the surrogate may relinquish all
her rights and duties as parent of a child conceived through assisted
conception, and the intended parents may become the parents of the child as
provided in subsection D or E of § 20-158.
B.
Surrogacy contracts shall be approved by the court as provided in
§ 20-160. However, any surrogacy contract that has not been approved by
the court shall be governed by the provisions of §§ 20-156 through 20-159
and §§ 20-162 through 20-165 including the provisions for reformation in
conformance with this chapter as provided in § 20-162.
[198]
Drs.
Ricardo Asch, Jose Balmaceda, and Sergio Stone were all preeminent
scientists in the infertility area. Drs.
Asch and Balmaceda fled to Chile and Mexico after the closing of the clinic.
Both are currently practicing infertility medicine.
Dr. Stone remained in the U.S. where he was subject to a prosecution
for fraud.
[199]
Tracy
Weber & Julie Marquis, Fertility Doctors Face New Suit, L.A.
Times (Orange County ed.), May 26, 1995.
[200]
Id.
As a result of the prosecutor’s refusal to file criminal charges,
California Senator Tom Hayden sponsored Senate Bill 1555 making the
misappropriation of gametic material or the unconsented implantation of
non-genetically related gametic material a felony in California.
Cal. Penal Code §
367(g) (West Supp. 1999).
[201]
Cal. Fam. Code § 7451 (West Supp. 1999)(this
Section provides for blood testing to prove genetic paternity).
[206]
One
couple, Basilio and Loretta Jorge, former patients of the UCI fertility
clinic, have commenced a fight
for legal and physical custody of their seven year old genetically related
children (actually twins) born to a couple receiving infertility treatment
at the clinic. Fertility
Patients Seek Custody of Twins, Daily
News, Feb. 19, 1996 at A4.